Benjamin J. Houseman
EAGLE STRATEGIES LLC
CREVE COEUR, MO 63141
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CRD#: 4686523
Professional summary
Benjamin James Houseman, CFP®, ChFC® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Creve Coeur, Missouri and NYLIFE SECURITIES LLC located in Creve Coeur, Missouri.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Benjamin has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED OUTSIDE INSURANCE PRODUCTS; ONE CITYPLACE DRIVE, SUITE 260 ST. LOUIS, MO 63123; START DATE 05/2015; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 10 HOURS PER MONTH; 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS; COMPENSATION: COMMISSIONS] [OPERATING UNDER THE DBA NAME OF HOUSEMAN FINANCIAL & INSURANCE SERVICES LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; CREVE COEUR, MO; START DATE: 06/2015] [Society of Human Resource Management of Greater St. Louis (SHRM-STL); The mission of SHRM-STL is to foster the professional development of our membership (human resource professionals).; 2650 S Hanley Rd #100, St. Louis, MO 63144; Start Date 05/2017; Role/Title: Board Member President of the organization and will oversee along with eight other board members; Not Investment Related; 5 hours per month; 3 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin James Houseman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
April 14, 2016 - Present
EAGLE STRATEGIES LLC
Office #1: Three City Place Drive Suite 690, Creve Coeur, MO 63141RIA
CRD#: 110826
CREVE COEUR, MO
Current
February 27, 2012 - Present
NYLIFE SECURITIES LLC
Office #1: 3 Cityplace Drive Suite 690, Creve Coeur, MO 63141BD
CRD#: 5167
Creve Coeur, MO
Past
September 9, 2003 - December 7, 2004
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/5/2016)
RR
Connecticut(10/16/2025)
RR
Florida(7/29/2014)
RR
Georgia(1/19/2021)
RR
Illinois(4/11/2014)
RR
Missouri(3/6/2012)
IAR
Missouri(4/14/2016)
RR
South Carolina(8/15/2022)
RR
Texas(11/4/2016)
IAR
Texas(11/10/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Creve Coeur, MO 63141TRUST BUT VERIFY
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