William L. Reece

MADISON PARK CAPITAL ADVISORS

Seattle, WA 98104

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CRD#: 4686505

Professional summary

William Lee Reece, who also goes by Bill Lee Reece, is a registered financial advisor currently at MADISON PARK CAPITAL ADVISORS, LLC located in Seattle, Washington and PURSHE KAPLAN STERLING INVESTMENTS located in Seattle, Washington.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. William has worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Lee Reece

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Madison Park Capital Advisors, LLC-Investment related-701 Fifth Ave, Ste. 4200, Seattle, WA 98104-RIA-Investment Advisor-3/4/2016-160 hrs/mth-100% during trading hrs-Provides planning, advice or analysis by making direct or indirect recommendations regarding securities or securities markets. 2) PKS Financial- Investment related-80 State Street-Insurance-Advisor-3/2016-5 hrs/mth-1 during trading hrs-Shares knowledge about insurance products with clients and when appropriate provide them.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Lee Reece's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2016 - Present

MADISON PARK CAPITAL ADVISORS, LLC

Office #1: 701 Fifth Avenue Suite 4200, Seattle, WA 98104

RIA

CRD#: 172780

Seattle, WA

Current

March 11, 2016 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 701 Fifth Avenue Suite 4200, Seattle, WA 98104

CRD#: 35747

Seattle, WA

Past

December 19, 2008 - April 5, 2016

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

SEATTLE, WA

Past

December 19, 2008 - April 5, 2016

RBC CAPITAL MARKETS, LLC

CRD#: 31194

SEATTLE, WA

Past

December 20, 2006 - December 26, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BELLEVUE, WA

Past

November 9, 2006 - December 26, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BELLEVUE, WA

Past

September 10, 2003 - November 14, 2006

EDWARD JONES

CRD#: 250

RENTON, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MADISON PARK CAPITAL ADVISORS, LLC

CRD#: 172780 / SEC#: 801-80446

RIA

Registered Investment Advisory firm - (10/15/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/11/2016)

California
(3/11/2016)

Florida
(3/7/2018)

Massachusetts
(10/11/2016)

Minnesota
(3/11/2016)

Texas
(5/25/2017)

IAR

Texas
(11/29/2022)

Washington
(3/11/2016)

IAR

Washington
(3/11/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/11/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/11/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/8/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MADISON PARK CAPITAL ADVISORS, LLC

CRD#: 172780 / SEC#: 801-80446

RIA

Registered Investment Advisory firm - (10/15/2014 Approved)

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Contact information

Main Address

701 Fifth Avenue Suite 4200, Seattle, WA 98104

Mailing Address

Phone number

(206) 623-6722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MPCA FORM ADV PART 2A BROCHURE (2/12/2025)

Regulatory assets under management

Total Number of Accounts	1,041
AUM (Assets Under Management)	$ 272,642,586

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William L. Reece

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Lee Reece's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

EDWARD JONES

Primary Firm SEC Registration

MADISON PARK CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/11/2006

Series 63

Date: 9/11/2003

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/8/2003

FINRA

Current Firm

MADISON PARK CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MADISON PARK CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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