AL
Adam R. Lunceford
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CRD#: 4686499
AL
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Ross Lunceford was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2003. Adam had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 01/13/2014: Lunceford Private Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 03/17/2014: Householder Group Estate & Retirement Specialists - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (3) 08/25/2015: Jackson Hewitt - Tax Prep/Accounting/CPA - Investment Related - Multiple locations all in AZ (Show Low, Globe, Payson, Kearney) - Start 09/30/2015 - 120 Hr/Mo; 60 Hour(s) During Securities Trading (4) 11/05/2015: Lunceford Capital Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 8985 E Bell Road Scottsdale, AZ 85260 - Start 09/20/2015 - 5 Hr/Mo; 0 Hour(s) During Securities Trading (5) 09/13/2016: Lunceford Tax Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Multiple locations, but no business done here at my office. Each location has its own Jackson Hewitt leased space. - Start 08/29/2016 - 10 Hr/Mo; 2 Hour(s) During Securities Trading. (6) 11/2/2017 - No Business Name - Investment Related - Commerce City, CO - Real Estate Rental - Started 10/31/2017 - 1 Hour Per Month/0 Hours During Securities Trading. (7) 5/14/2018 - Householder Group Estate & Retirement Specialists - DBA: (Hybrid) Householder Grp Estate & Retirement Specs - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:11/01/2013 - 152 Hour(s) Per Month - Time Spent: 95% - I provide investment advisory services through Householder Group Estate & Retirement Specialists, an independent investment advisor firm. I started this business activity in 11/2013. I expect to spend approximately 152 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (8) 9/25/2019 - LUNCEFORD ENTERPRISES LLC - Investment Related - 3229 S CARAWAY RD JONESBORO AR 72404 - Tax Prep/Accounting/CPA - Start Date: 11/22/2019 - 10 Hours Per Month/5 Hours During Securities Trading - Entity name for Jackson Hewitt tax prep franchise. (9) 3/16/2021 - Lunceford Medical Group LLC - Not Investment Related - Location/Address: TBD, they are not in operation yet. Greater Phoenix area, but not in current space. - Other-Business Owner - Started 02/23/2021 - 10 Hours Per Month/0 Hours During Securities Trading - Own and manage a number of franchise healthcare clinics in Phoenix area. (10) 08/22/2022 - ECA Markting Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Advisor - Start Date - 08/05/2022 - 5 Hours Per Month/0 Hours During Securities Trading.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
November 19, 2013 - June 9, 2023
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
RIA
CRD#: 169045
SCOTTSDALE, AZ
Past
October 29, 2013 - May 25, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
SCOTTSDALE, AZ
Past
January 6, 2011 - October 31, 2013
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC
RIA
CRD#: 149564
SCOTTSDALE, AZ
Past
November 3, 2010 - October 30, 2013
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
SCOTTSDALE, AZ
Past
April 6, 2010 - November 18, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
DENVER, CO
Past
April 6, 2010 - November 18, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
DENVER, CO
Past
June 30, 2006 - April 12, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
DENVER, CO
Past
March 15, 2006 - April 12, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
DENVER, CO
Past
September 9, 2003 - March 21, 2006
EDWARD JONES
BD
CRD#: 250
WESTMINSTER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HG
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
AMERICAN FINANCIAL SERVICES | TAX AND INVESTMENT ADVOCATES | STREFF FINANCIAL GROUP | RUSSO FINANCIAL MANAGEMENT | RIDLEY WEALTH STRATEGIES | NICKELS WEALTH MANAGEMENT | MONEY AND MINDFULNESS | MASSEY FINANCIAL SERVICES, LLC DBA MASSEY FINANCIAL SERVICES | LUNCEFORD PRIVATE WEALTH MANAGEMENT | L.H. NICKELS WEALTH MANAGEMENT | KIDWELL & COMPANY, INC | KAVE FAMILY FINANCIAL | KAVE FAMILY INSURANCE | IRA SPECIALISTS | HOUSEHOLDER GROUP OF TEXAS | HOUSEHOLDER GROUP OF ORANGE COUNTY | HOUSEHOLDER GROUP OF NEW MEXICO | HOUSEHOLDER GROUP OF DENVER | HOUSEHOLDER GROUP OF COLORADO SPRINGS | HOUSEHOLDER GROUP FINANCIAL ADVISORS | HOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALIST, LLC | HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | HOUSEHOLDER GROUP DFW | HOUSEHOLDER GROUP COACHELLA VALLEY | HOUSEHOLDER GROUP ANTELOPE VALLEY | HOUSEHOLDER FINANCIAL ADVISORS LLC | HILL FINANCIAL PLANNING | HERITAGE WEALTH MANAGEMENT | CICHON FINANCIAL SERVICES
CRD#: 169045 / SEC#: 801-78565
RIA
Registered Investment Advisory firm - (9/20/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HG
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
AMERICAN FINANCIAL SERVICES | TAX AND INVESTMENT ADVOCATES | STREFF FINANCIAL GROUP | RUSSO FINANCIAL MANAGEMENT | RIDLEY WEALTH STRATEGIES | NICKELS WEALTH MANAGEMENT | MONEY AND MINDFULNESS | MASSEY FINANCIAL SERVICES, LLC DBA MASSEY FINANCIAL SERVICES | LUNCEFORD PRIVATE WEALTH MANAGEMENT | L.H. NICKELS WEALTH MANAGEMENT | KIDWELL & COMPANY, INC | KAVE FAMILY FINANCIAL | KAVE FAMILY INSURANCE | IRA SPECIALISTS | HOUSEHOLDER GROUP OF TEXAS | HOUSEHOLDER GROUP OF ORANGE COUNTY | HOUSEHOLDER GROUP OF NEW MEXICO | HOUSEHOLDER GROUP OF DENVER | HOUSEHOLDER GROUP OF COLORADO SPRINGS | HOUSEHOLDER GROUP FINANCIAL ADVISORS | HOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALIST, LLC | HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | HOUSEHOLDER GROUP DFW | HOUSEHOLDER GROUP COACHELLA VALLEY | HOUSEHOLDER GROUP ANTELOPE VALLEY | HOUSEHOLDER FINANCIAL ADVISORS LLC | HILL FINANCIAL PLANNING | HERITAGE WEALTH MANAGEMENT | CICHON FINANCIAL SERVICES
CRD#: 169045 / SEC#: 801-78565
RIA
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Contact information
Main Address
8985 E. Bell Road, Scottsdale, AZ 85260
Mailing Address
Phone number
(602) 604-0600
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,804 |
| AUM (Assets Under Management) | $ 277,447,180 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
CRD#: 169045TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
