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JM

Juan J. Maldonado

NATIONWIDE PLANNING ASSOCIATES
Mayaguez, PR 00682
Some features on this profile are disabled
CRD#: 4686461
JM

Professional summary

Juan Jesus Maldonado, who also goes by Juan J Maldonado, Juan J Maldonado Franco, is a registered financial professional currently at NATIONWIDE PLANNING ASSOCIATES INC. located in Mayaguez, .

Juan is registered as a RR (Registered Representative) and started their career in finance in 2003. Juan has worked at 5 firms and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Juan J Maldonado | Juan J Maldonado Franco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Juan Jesus Maldonado's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 20, 2016 - Present

NATIONWIDE PLANNING ASSOCIATES INC.

Office #1: Bio Plaza State Rd Pr #2, Bo. Algarrobo, Mayaguez, PR 00682
BD
CRD#: 31029
Mayaguez, PR
Past

December 7, 2005 - February 17, 2016

SANTANDER SECURITIES LLC

BD
CRD#: 41791
Mayaguez, PR
Past

May 7, 2004 - December 6, 2005

R-G INVESTMENTS CORPORATION

BD
CRD#: 113293
SAN JUAN, PR
Past

December 2, 2003 - May 7, 2004

POPULAR SECURITIES, LLC

BD
CRD#: 8096
SAN JUAN, PR
Past

September 24, 2003 - December 5, 2003

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Puerto Rico
(11/15/2016)

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/23/2003
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NP
NATIONWIDE PLANNING ASSOCIATES INC.
NATIONWIDE PLANNING ASSOCIATES INC.

CRD#: 31029 / SEC#: , 8-45310

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
32-16 Broadway Ave 2nd Floor, Fair Lawn, NJ, 07410
Mailing Address
32-16 Broadway Ave 2nd Floor, Fair Lawn, NJ, 07410
Phone number
(201) 476-0029
Established
New Jersey since 10/26/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ABRAMENKO, PETERCO-CHAIRMAN OF THE BOARD1405677
DE POL, MICHAEL JOHNFOUNDER AND CHAIRMAN OF THE BOARD2087651
COLLEARY, JAMES SCHIEF COMPLIANCE OFFICER5844640
KARALEWICH, MICHAEL JCHIEF EXECUTIVE OFFICER/ROSFP/FINOP2910052

Disclosures

Regulatory Event3
Bond1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

NATIONWIDE PLANNING ASSOCIATES INC.

CRD#: 31029Mayaguez, PR 00682

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