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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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WG

Wanda F. Gray

SCHWAB WEALTH ADVISORY
Westlake, TX 76262-8104
Some features on this profile are disabled
CRD#: 4686280
WG

Professional summary

Wanda Francia Gray, CFP®, CIMA®, CPWA®, who also goes by Wanda F Gray, Wanda Gray, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Westlake, Texas and CHARLES SCHWAB & CO., INC. located in Westlake, Texas.

Wanda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Wanda has worked at 10 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Wanda F Gray | Wanda Gray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Transportation Trucking company | Investment Related:No|Transport/Storage - Materials|Co-Owner|7/1/2013|Less than 20|0|Co-owner of trucking company. My participation is minimal, less than 2 hours per month, 2) Mesquite Housing Authority | Investment Related:No|1616 N Galloway Ave|Mesquite|TX|75149|United States|Nonprofit Charitable Organizations|Board Member|6/1/2022|Less than 20|0|Board member for city of Mesquite Housing Authority. Participate in appeals process for Housing recipients. , 3) Gray Areas, LLC | Investment Related:No|Real Estate (Non-Agent/Broker)|Owner/Landlord|4/1/2025|Less than 20|0|Owner/Single Member

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wanda Francia Gray's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

CIMA®

Certified Investment Management Analyst

CPWA®

Certified Private Wealth Advisor

Start date: 2022-01-06

Expire date: 2024-06-30

Experience

Current

June 28, 2023 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 3000 Schwab Way, Westlake, TX 76262-8104
RIA
CRD#: 159035
Westlake, TX
Current

June 28, 2023 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 3000 Schwab Way, Westlake, TX 76262
RIA
BD
CRD#: 5393
Westlake, TX
Past

February 18, 2022 - May 31, 2023

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
Plano, TX
Past

February 4, 2022 - May 31, 2023

VANGUARD ADVISERS, INC.

RIA
CRD#: 106715
Plano, TX
Past

April 18, 2018 - February 2, 2022

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Southlake, TX
Past

April 22, 2013 - April 4, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
LEWISVILLE, TX
Past

October 26, 2012 - March 5, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
DALLAS, TX
Past

September 24, 2012 - March 5, 2013

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
DALLAS, TX
Past

September 30, 2004 - August 8, 2005

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
LOS ANGELES, CA
Past

September 30, 2004 - August 8, 2005

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA
Past

October 31, 2003 - September 28, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
LONG BEAVH, CA
Past

October 17, 2003 - September 28, 2004

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

October 17, 2003 - September 28, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/3/2023)
RR
Arizona
(2/26/2024)
RR
Arkansas
(3/7/2024)
RR
California
(2/7/2024)
RR
Colorado
(3/7/2024)
RR
Florida
(2/7/2024)
RR
Georgia
(2/7/2024)
RR
Idaho
(4/11/2024)
RR
Indiana
(1/4/2025)
RR
Iowa
(2/7/2024)
RR
Kansas
(7/30/2024)
RR
Louisiana
(11/29/2023)
RR
Maine
(8/6/2025)
RR
Massachusetts
(3/7/2024)
RR
Michigan
(1/4/2025)
RR
Mississippi
(2/26/2024)
RR
Missouri
(2/12/2024)
RR
Nevada
(2/26/2024)
RR
New Hampshire
(4/3/2024)
RR
New Mexico
(2/7/2024)
RR
New York
(2/7/2024)
RR
Ohio
(9/10/2025)
RR
Oklahoma
(3/7/2024)
RR
Oregon
(2/7/2024)
RR
Tennessee
(2/26/2024)
RR
Texas
(6/28/2023)
IAR
Texas
(6/28/2023)
RR
Virginia
(4/3/2024)
RR
Washington
(2/7/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 3/4/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/12/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/18/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/4/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/22/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)
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Contact information

Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035Westlake, TX 76262-8104

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