JL
Jon P. Laframboise
ONEAMERICA SECURITIES
Columbus, OH 43219
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CRD#: 4685083
JL
Professional summary
Jon Paul Laframboise, CLU®, who also goes by J.p. Laframboise, is a registered financial advisor currently at ONEAMERICA SECURITIES, INC. located in Columbus, Ohio.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jon has worked at 4 firms and has passed the Series 65, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J.p. Laframboise
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Non-variable insurance sales (fixed life, fixed annuities, health)
CRS (Client Relationship Summary) - RIA
Click below to view Jon Paul Laframboise's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jon Paul Laframboise's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 14, 2012 - Present
ONEAMERICA SECURITIES, INC.
Office #1: 4016 Townsfair Way Ste 202, Columbus, OH 43219RIA
BD
CRD#: 4173
Columbus, OH
Current
April 27, 2011 - Present
ONEAMERICA SECURITIES, INC.
Office #1: 4016 Townsfair Way Ste 202, Columbus, OH 43219RIA
BD
CRD#: 4173
Columbus, OH
Past
April 21, 2008 - February 28, 2011
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
DUBLIN, OH
Past
September 7, 2005 - January 26, 2007
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
COLUMBUS, OH
Past
August 24, 2005 - January 26, 2007
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
COLUMBUS, OH
Past
September 17, 2003 - September 19, 2003
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
WORTHINGTON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(8/7/2019)
IAR
Colorado(3/31/2023)
IAR
District of Columbia(8/26/2020)
RR
Florida(10/26/2015)
IAR
Florida(1/7/2020)
RR
Georgia(12/16/2020)
IAR
Georgia(12/16/2020)
RR
Indiana(10/18/2019)
IAR
Indiana(10/18/2019)
IAR
Kentucky(7/12/2021)
IAR
North Carolina(7/19/2021)
RR
Ohio(5/5/2011)
IAR
Ohio(2/15/2012)
IAR
Oregon(1/18/2022)
IAR
South Carolina(8/25/2025)
RR
Texas(11/13/2019)
IAR
Texas(11/13/2019)
IAR
Virginia(10/29/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
One American Square, Indianapolis, IN 46282
Mailing Address
One American Square P.o. Box 1984, Indianapolis, IN 46206-1984
Phone number
(317) 285-1877
Established
Indiana since 06/04/1969
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
326
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
