Brian D. Odell
CETERA INVESTMENT ADVISERS LLC
SHOREWOOD, IL 60404
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CRD#: 4685065
Professional summary
Brian David Odell, CFP®, who also goes by Brian David O'dell, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Shorewood, Illinois and CETERA WEALTH SERVICES, LLC located in Shorewood, Illinois.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Brian has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian David O'dell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DELCO TAX ADVISORY GROUP INC.; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; INDIVIDUAL TAX PREP; OWNER; STARTED 1/1/2002; APX 160 HOURS/MONTH JAN.-APR.; TAX PREPARER/OWNER OPERATOR 2) DELCO FINANCIAL GROUP INC.; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; DBA; FINANCIAL ADVISOR/OWNER; STARTED 5/1/2002; APX 120 HOURS/MONTH, APX 120 DURING TRADING; DBA FOR BROKERAGE ACTIVITIES 3) DELCO DEVELOPMENT LLC; SAME AS REGISTERED ADDRESS; OFFICE BUILDING; PARTNER; STARTED 7/1/2016; APX 1 HOUR/MONTH, NONE DURING TRADING; MANAGE OUR OFFICE BUILDING; 4) NAME OF OTHER BUSINESS: NEW CITY LIFE CHURCH; INVESTMENT RELATED: NO; ADDRESS: 850 E. DIEHL RD, SUITE 150, NAPERVILLE, IL, 60563; NATURE OF BUSINESS: BOARD; START DATE: 4/2023; POSITION/TITLE/RELATIONSHIP: CHURCH BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: PERIODIC MEETINGS, PROVIDE INPUT ON CHURCH MINISTRY & DIRECTION; 5) NAME OF OTHER BUSINESS: DELCO FINANCIAL SERVICES, INC.; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 5/2002, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Brian David Odell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 621 Rollingwood Dr, Shorewood, IL 60404RIA
CRD#: 105644
SHOREWOOD, IL
Current
September 20, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 621 Rollingwood Dr, Shorewood, IL 60404BD
CRD#: 13572
Shorewood, IL
Past
May 20, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
February 11, 2011 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
SHOREWOOD, IL
Past
February 11, 2011 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
SHOREWOOD, IL
Past
September 13, 2004 - February 11, 2011
QA3 FINANCIAL LLC
RIA
CRD#: 104957
SHOREWOOD, IL
Past
September 4, 2003 - February 11, 2011
QA3 FINANCIAL CORP.
BD
CRD#: 14754
SHOREWOOD, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/30/2025)
RR
Arizona(9/20/2019)
RR
California(7/9/2021)
RR
Colorado(9/20/2019)
RR
Delaware(10/14/2020)
RR
Florida(9/21/2019)
RR
Georgia(2/11/2020)
RR
Idaho(4/29/2020)
RR
Illinois(9/20/2019)
IAR
Illinois(6/29/2023)
RR
Indiana(9/20/2019)
RR
Michigan(9/20/2019)
RR
Minnesota(9/20/2019)
RR
Missouri(9/20/2019)
RR
Nebraska(1/24/2023)
RR
Nevada(10/7/2022)
RR
New Hampshire(7/28/2025)
RR
North Carolina(9/20/2019)
RR
Ohio(9/20/2019)
RR
Oklahoma(9/20/2019)
RR
Rhode Island(2/22/2024)
RR
South Carolina(9/4/2025)
RR
Tennessee(1/25/2021)
RR
Texas(9/20/2019)
IAR
Texas(6/29/2023)
RR
Washington(9/20/2019)
RR
Wisconsin(9/20/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Shorewood, IL 60404TRUST BUT VERIFY
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