James R. Story

ORLEANS CAPITAL MANAGEMENT CORP

Nashville, TN

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CRD#: 4684986

Professional summary

James Ryan Story is a registered financial advisor currently at ORLEANS CAPITAL MANAGEMENT CORP located in Nashville, Tennessee.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. James has worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Ryan Story's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2023 - Present

ORLEANS CAPITAL MANAGEMENT CORP

RIA

CRD#: 111359

Nashville, TN

Past

June 20, 2022 - November 7, 2023

HIGHLAND CAPITAL MANAGEMENT, LLC

RIA

CRD#: 104842

Nashville, TN

Past

January 30, 2014 - January 31, 2022

BARKSDALE INVESTMENT MANAGEMENT

RIA

CRD#: 105098

NASHVILLE, TN

Past

July 5, 2011 - January 20, 2014

GUGGENHEIM SECURITIES, LLC

CRD#: 40638

NEW YORK, NY

Past

September 9, 2010 - July 8, 2011

J.P. MORGAN SECURITIES LLC

CRD#: 79

BOSTON, MA

Past

January 12, 2009 - August 17, 2010

NORTHERN CAPITAL SECURITIES CORPORATION

CRD#: 40659

NORTH ANDOVER, MA

Past

April 5, 2007 - January 21, 2009

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

March 5, 2007 - April 5, 2007

PFIC SECURITIES CORPORATION

CRD#: 34941

FRANKLIN, TN

Past

November 9, 2004 - September 19, 2005

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

CRD#: 6950

MEMPHIS (SHELBY), TN

Past

August 19, 2003 - November 17, 2004

NBC CAPITAL MARKETS GROUP, INC.

CRD#: 18229

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ORLEANS CAPITAL MANAGEMENT CORP

ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC | ORLEANS CAPITAL MANAGEMENT CORP

CRD#: 111359 / SEC#: 801-39597

RIA

Registered Investment Advisory firm - (8/2/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(11/20/2023)

IAR

Texas
(11/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/30/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/26/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/18/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 5/24/2010

Municipal Securities Principal Examination

Current Firm

ORLEANS CAPITAL MANAGEMENT CORP

ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC | ORLEANS CAPITAL MANAGEMENT CORP

CRD#: 111359 / SEC#: 801-39597

RIA

Registered Investment Advisory firm - (8/2/1991 Approved)

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Contact information

Main Address

830 West Causeway Approach Suite 1200, Mandeville, LA 70471

Mailing Address

P.o. Box 1750, Mandeville, LA 70470

Phone number

(504) 592-4680

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (11/21/2025)

Regulatory assets under management

Total Number of Accounts	209
AUM (Assets Under Management)	$ 1,579,097,376

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James R. Story

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Ryan Story's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHLAND CAPITAL MANAGEMENT, LLC

BARKSDALE INVESTMENT MANAGEMENT

GUGGENHEIM SECURITIES, LLC

J.P. MORGAN SECURITIES LLC

NORTHERN CAPITAL SECURITIES CORPORATION

MORGAN KEEGAN & COMPANY, LLC

PFIC SECURITIES CORPORATION

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

NBC CAPITAL MARKETS GROUP, INC.

Primary Firm SEC Registration

ORLEANS CAPITAL MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 1/30/2014

Series 63

Date: 8/26/2003

Series 7

Date: 8/18/2003

Series 53

Date: 5/24/2010

Current Firm

ORLEANS CAPITAL MANAGEMENT CORP

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ORLEANS CAPITAL MANAGEMENT CORP

TRUST BUT VERIFY

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