Heath A. Barber
Professional summary
Heath Alan Barber, who also goes by Heath Allan Barber, is a registered financial professional currently at SAMCO CAPITAL MARKETS, INC. located in Cypress, Texas.
Heath is registered as a RR (Registered Representative) and started their career in finance in 2003. Heath has worked at 6 firms and has passed the Series 63, SIE, Series 50 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Heath Alan Barber's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2018 - Present
SAMCO CAPITAL MARKETS, INC.
April 1, 2017 - July 13, 2018
FHN FINANCIAL SECURITIES CORP.
October 29, 2013 - April 1, 2017
COASTAL SECURITIES, INC.
October 1, 2008 - October 25, 2013
J.P. MORGAN SECURITIES LLC
July 1, 2004 - October 1, 2008
J.P. MORGAN SECURITIES INC.
October 6, 2003 - July 1, 2004
BANC ONE CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/16/2018)
Exams
FINRA
Current Firm
SAMCO CAPITAL MARKETS, INC.
CRD#: 136532 / SEC#: , 8-67023
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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