DE
Daniel J. Evans
MIDWEST PROFESSIONAL PLANNERS, LTD.
WAUSAU, WI 54401
Some features on this profile are disabled
CRD#: 4684088
DE
Professional summary
Daniel Jesse Evans, CFP® is a registered financial advisor currently at MIDWEST PROFESSIONAL PLANNERS, LTD. located in Wausau, Wisconsin and APW CAPITAL, INC. located in Wausau, Wisconsin.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Daniel has worked at 3 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THIS INDIVIDUAL IS DUALLY REGISTERED WITH UNAFFILIATED BROKER/DEALER AND RIA FIRMS. SOME ACTIVITY LISTED IS CONSIDERED OUTSIDE BUSINESS ACTIVITY FOR BROKER/DEALER PURPOSES ONLY, AND SOME ACTIVITY LISTED IS CONSIDERED OUTSIDE BUSINESS ACTIVITY FOR RIA FIRM PURPOSES ONLY. 1) BUSINESS NAME-MIDWEST PROFESSIONAL PLANNERS, LTD., INVESTMENT-RELATED, WAUSAU, WI, NATURE OF BUSINESS-RIA, POSITION-INVESTMENT ADVISOR REPRESENTATIVE, INVESTMENT COMMITTEE MEMBER, DIRECTOR, SHAREHOLDER, FINANCIAL ADVISOR, START-06/2003, 160 HRS/MO. DURING TRADING HOURS, DUTIES-OVERSEE CLIENT SERVICES DEPT., CLIENT SERVICE, TRADING, RESEARCH. 2) BUSINESS NAME-APW CAPITAL, INC., INVESTMENT-RELATED, WAUSAU, WI, NATURE OF BUSINESS-BROKER/DEALER, POSITION-REGISTERED REPRESENTATIVE, START-10/2017, 5 HRS/MO DURING TRADING HOURS, DUTIES-VARIABLE PRODUCT SALES. 3) BUSINESS NAME-MPPL PROPERTIES LLC, WAUSAU, WI; NATURE OF BUSINESS-COMMERCIAL REAL ESTATE ENTITY WHICH OWNS THE MPPL OFFICE BUILDINGS AND RENTS THE BUILDINGS TO MIDWEST PROFESSIONAL PLANNERS, LTD.; POSITION & DUTIES-MEMBER/OWNER; START-12/2017; 1 HR./MO. 4)BUSINESS NAME-CRUMP LIFE INSURANCE SERVICES, INVESTMENT-RELATED, WAUSAU, WI, NATURE OF BUSINESS-INSURANCE WHOLESALER, POSITION-INSURANCE WHOLESALER, START-02/2018, 5 HRS/MO DURING TRADING HOURS, DUTIES-SELL INSURANCE. 5) MPPL Insurance Agent Since 01/2024 Not Investment related
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Jesse Evans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
July 11, 2005 - Present
MIDWEST PROFESSIONAL PLANNERS, LTD.
Office #1: 2610 Stewart Avenue, Suite 100, Wausau, WI 54401RIA
CRD#: 112995
WAUSAU, WI
Current
January 25, 2018 - Present
APW CAPITAL, INC.
Office #1: 2610 Stewart Ave, Suite 100, Wausau, WI 54401BD
CRD#: 43814
Wausau, WI
Past
September 9, 2003 - June 7, 2011
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
WAUSAU, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MP
MIDWEST PROFESSIONAL PLANNERS, LTD.
MIDWEST PROFESSIONAL PLANNERS, LTD. | MPPL FINANCIAL (DBA ONLY) | MPPL FINANCIAL
CRD#: 112995 / SEC#: 801-72649
RIA
Registered Investment Advisory firm - (8/24/2011 Approved)Florida
Registered Investment Advisory firm - (8/29/2011 Terminated)Illinois
Registered Investment Advisory firm - (8/24/2011 Terminated)Minnesota
Registered Investment Advisory firm - (8/29/2011 Terminated)Wisconsin
Registered Investment Advisory firm - (8/29/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Wisconsin(7/11/2005)
RR
Wisconsin(2/17/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MP
MIDWEST PROFESSIONAL PLANNERS, LTD.
MIDWEST PROFESSIONAL PLANNERS, LTD. | MPPL FINANCIAL (DBA ONLY) | MPPL FINANCIAL
CRD#: 112995 / SEC#: 801-72649
RIA
Registered Investment Advisory firm - (8/24/2011 Approved)Florida
Registered Investment Advisory firm - (8/29/2011 Terminated)Illinois
Registered Investment Advisory firm - (8/24/2011 Terminated)Minnesota
Registered Investment Advisory firm - (8/29/2011 Terminated)Wisconsin
Registered Investment Advisory firm - (8/29/2011 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2610 Stewart Avenue, Suite 100, Wausau, WI 54401
Mailing Address
Phone number
(715) 848-3474
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,586 |
| AUM (Assets Under Management) | $ 554,338,160 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MIDWEST PROFESSIONAL PLANNERS, LTD.
CRD#: 112995Wausau, WI 54401TRUST BUT VERIFY
Monitor Daniel Evans
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
