GG
Greg A. Guardiano
KESTRA ADVISORY SERVICES
GLENWOOD SPRINGS, CO
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CRD#: 4683785
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Professional summary
Greg Adam Guardiano is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Glenwood Springs, Colorado and KESTRA INVESTMENT SERVICES, LLC located in Glenwood Springs, Colorado.
Greg is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Greg has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: TWO RIVERS FINANCIAL PARTNERS POSITION: Owner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 72 SECURITIES TRADING HOURS: 77 START DATE: 01/01/2009 ADDRESS: 308 Park Dr, Glenwood Springs CO 81601, United States DESCRIPTION: Recommend and manage investments, financial planning Name: GREG GUARDIANO POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 05/02/2011 ADDRESS: 308 Park Dr, Glenwood Springs CO 81601, United States DESCRIPTION: Insurance sales Name: GREG GUARDIANO POSITION: Guide (independent consultant to Centennial Canoe) NATURE: Recreation INVESTMENT RELATED: No NUMBER# OF HOURS: 120 SECURITIES TRADING HOURS: 7 START DATE: 06/01/2014 ADDRESS: 308 Park Dr, Glenwood Springs CO 81601, United States DESCRIPTION: Canoe trip guide Name: GLENWOOD MAGIC POSITION: Owner NATURE: Magic shows and sales INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 10/16/2016 ADDRESS: 308 Park Dr, Glenwood Springs CO 81601, United States DESCRIPTION: Perform magic tricks Name: GREG GUARDIANO POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2014 ADDRESS: 308 Park Dr, Glenwood Springs CO 81601, United States DESCRIPTION: Maintenance of property, lease Name: ROARING FORK SCHOOL DISTRICT POSITION: Mathematics Teacher NATURE: High School INVESTMENT RELATED: No # OF HOURS: 60 SECURITIES TRADING HOURS: 30 START DATE: 08/17/2022 ADDRESS: 400 Sopris Ave, Carbondale CO 81623, United States DESCRIPTION: Teach mathematics Name: COLORADO MOUNTAIN COLLEGE POSITION: Math teacher NATURE: College INVESTMENT RELATED: No # OF HOURS: 12 SECURITIES TRADING HOURS: 8 START DATE: 08/01/2023 ADDRESS: 802 GRAND AVENUE, GLENWOOD SPRINGS CO 81601, United States DESCRIPTION: Teach math NAME: LEGACY GUARD TRUSTS POSITION: Agent NATURE: Legal/Attorney/Trustee/Executor INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 11/04/2025 ADDRESS: 308 Park Dr, Glenwood Springs CO 81601, United States DESCRIPTION: Assist individuals in obtaining trusts, explain how they work, reasons for having a trust.
CRS (Client Relationship Summary) - RIA
Click below to view Greg Adam Guardiano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
GLENWOOD SPRINGS, CO
Current
January 8, 2008 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
GLENWOOD SPRINGS, CO
Past
January 8, 2008 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
LAFAYETTE, CA
Past
September 29, 2003 - January 8, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CONCORD, CA
Past
September 18, 2003 - November 27, 2003
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 18, 2003 - January 8, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CONCORD, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/8/2008)
RR
California(1/8/2008)
RR
Colorado(10/29/2010)
IAR
Colorado(4/28/2023)
RR
Florida(9/12/2011)
RR
Oregon(7/23/2012)
IAR
Texas(2/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
