KL
Kevin J. Larson
CETERA INVESTMENT ADVISERS LLC
DRAPER, UT
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CRD#: 4683570
KL
Professional summary
Kevin Jay Larson, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Draper, Utah and CETERA WEALTH SERVICES, LLC located in Draper, Utah.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Kevin has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 2/2018 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: LIFE, DISABILITY, ANNUITIES, AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: FINANCIAL NETWORK INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 4/2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: REGISTERED REP 3. NAME OF OTHER BUSINESS: KEVIN LARSON, INC. INVESTMENT RELATED: NO; ADDRESS: 11650 S STATE STREET SUITE 103, DRAPER, UT 84020; NATURE OF BUSINESS: S-CORP / PASS THROUGH ENTITY; START DATE: 07/2008; POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: NONE, PASS THROUGH ENTITY FOR TAX AND PAYROLL PURPOSES; 4. NAME OF OTHER BUSINESS: TRANSWEST CREDIT UNION; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CREDIT UNION; POSITION/TITLE/RELATIONSHIP:FINANCIAL CONSULTANT; START DATE: 7/2020; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDING FINANCIAL SERVICES OF B/D ON CREDIT UNION PREMISES; 5. NAME OF OTHER BUSINESS: BLG INVESTMENTS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 4/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RENTAL OF OFFICE SPACE;
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Jay Larson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 6189 S Redwood Rd, Taylorsville, UT 84123RIA
CRD#: 105644
DRAPER, UT
Current
April 11, 2018 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 38 W 13775 S, Ste 300, Draper, UT 84020BD
CRD#: 13572
Draper, UT
Past
April 11, 2018 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
June 19, 2015 - April 12, 2018
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
MIDVALE, UT
Past
June 19, 2015 - April 12, 2018
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MIDVALE, UT
Past
February 23, 2011 - June 29, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
SANDY, UT
Past
February 22, 2011 - June 29, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
SANDY, UT
Past
July 12, 2010 - March 7, 2011
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
SANDY, UT
Past
July 15, 2003 - March 7, 2011
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SANDY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/8/2021)
RR
Alaska(3/7/2025)
RR
California(3/3/2022)
RR
Colorado(4/11/2018)
RR
Florida(5/16/2019)
RR
Georgia(8/14/2024)
RR
Idaho(4/11/2018)
RR
Maryland(11/8/2021)
RR
Nevada(1/4/2024)
RR
New Jersey(9/5/2019)
RR
Oregon(10/8/2021)
RR
Utah(4/11/2018)
IAR
Utah(6/29/2023)
RR
Wisconsin(9/4/2025)
RR
Wyoming(1/4/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/29/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
