Curtis D. Mohl
Professional summary
Curtis D Mohl, who also goes by Curt Mohl, is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Sunnyvale, California.
Curtis is registered as a RR (Registered Representative) and started their career in finance in 2010. Curtis has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Curtis D Mohl's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2025 - Present
VANDERBILT SECURITIES, LLC
November 5, 2021 - June 20, 2023
INDEPENDENT INVESTMENT BANKERS, CORP.
August 8, 2018 - June 19, 2020
COLLIERS SECURITIES LLC
December 18, 2015 - August 9, 2016
GLOBALIST CAPITAL, LLC
March 1, 2011 - December 31, 2013
WESTERN INTERNATIONAL SECURITIES, INC.
August 30, 2010 - February 7, 2011
COHEN & COMPANY SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/11/2025)
Exams
FINRA
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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