Catherine D. Bearce
FOURSTAR WEALTH ADVISORS
Andover, MA
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CRD#: 4683252
Professional summary
Catherine Dale Bearce, CFP®, ChFC®, CLU®, CPWA®, who also goes by Cathy Bearce, is a registered financial advisor currently at FOURSTAR WEALTH ADVISORS, LLC located in Andover, Massachusetts and NOBLES & RICHARDS, INC. located in Plano, Texas.
Catherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Catherine has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Small Business Planning
Business Succession Planning
Tax Planning
Insurance Planning
Investment Planning
Estate Planning
Retirement Income Management
Employee and Employer Plan Ben...
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
Cathy Bearce
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/8/2016 - No Business Name - Inv related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Started 8/1/2003 - 4hrs/mo - 1hr during trading - Time Spent 1% - Health, disability, life, LTC, fixed. 2. 01/03/2022 - DBA Bearce Rental Property - Inv related - Home Based, Tucson, AZ 85750 and Phoenix AZ 85044 - Real Estate Rental - Start Date: 10/21/1994 - 5hrs/mo - 0 during trading 3. 11/03/2022 - Bearce Associates, Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 08/29/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 4. 11/03/2022 - Bearce Self-Directed LLC - Not Investment Related - Business Entity For Tax/Investment Revenue Purposes Only - Start Date: 04/27/2022 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 12/12/2022 - Phoenix Equity Partners, LLC - Investment Related - Business Entity For Tax/Investment Purposes Only - Start Date - 09/09/2022 - 1 Hours Per Month/0 Hours During Securities Trading 6. 8/26/2022 - Bearce Associates Trust - Inv related - home based - self-directed solo 401k - trustee to Bearce Asso. Inc. 401k Plan - 1hr/mo 7. 10/21/2022 - Avondale Tribe LLC - 2020 Grand Ave #355, Laramie, WY 82070 - inv related - multifamily - Member - profit sharing investor in fund of apartment fund - 0 hrs 8. 2/15/2023 - ABC Innovative Equity LLC - Investment Related - General Partner/Managing Member - Asset Protection Vehicle - Alternative Investments - Start Date 2/15/23 - 10hrs/mo - 0 during trading 9. 5/31/23 - SYND2-23 LLC - 5900 Balcones Dr. #100, Austin TX 78731 - Inv rel - NNN RE - Co-GP Managing Member - investor relations - profit sharing - 1hr mo - 0 during trading 10. 2/1/23 - Grand Seasons Apts, LLC - PO Box 423, La Center, WA 98629 - inv related - Co-GP Managing Member - investor relations - profit sharing - 1hr mo - 0 during trading
CRS (Client Relationship Summary) - RIA
Click below to view Catherine Dale Bearce's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
CPWA®
Start date: 2018-08-11
Expire date: 2024-07-31
Experience
Current
June 7, 2023 - Present
FOURSTAR WEALTH ADVISORS, LLC
RIA
CRD#: 169613
Andover, MA
Current
June 20, 2024 - Present
NOBLES & RICHARDS, INC.
Office #1: 801 East Plano Parkway Suite 220, Plano, TX 75074BD
CRD#: 146870
Plano, TX
Past
November 9, 2016 - May 16, 2023
INTEGRATED WEALTH CONCEPTS LLC
RIA
CRD#: 284656
WALTHAM, MA
Past
November 8, 2016 - May 11, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
WALTHAM, MA
Past
May 28, 2013 - November 20, 2016
OSAIC FA, INC.
RIA
CRD#: 3978
WALTHAM, MA
Past
May 24, 2013 - November 20, 2016
OSAIC FA, INC.
BD
CRD#: 3978
WALTHAM, MA
Past
August 11, 2009 - June 10, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CHARLESTOWN, MA
Past
September 17, 2003 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 17, 2003 - June 10, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CHARLESTOWN, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FOURSTAR WEALTH ADVISORS, LLC
FAMILY WEALTH LEGACY ADVISORS | GINGER ADVISORS, LLC | FOURSTAR WEALTH ADVISORS, LLC
CRD#: 169613 / SEC#: 801-110467
RIA
Registered Investment Advisory firm - (4/21/2017 Approved)Illinois
Registered Investment Advisory firm - (4/21/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Massachusetts(6/7/2023)
RR
Massachusetts(8/12/2024)
RR
Texas(8/13/2024)
IAR
Texas(9/16/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FW
FOURSTAR WEALTH ADVISORS, LLC
FAMILY WEALTH LEGACY ADVISORS | GINGER ADVISORS, LLC | FOURSTAR WEALTH ADVISORS, LLC
CRD#: 169613 / SEC#: 801-110467
RIA
Registered Investment Advisory firm - (4/21/2017 Approved)Illinois
Registered Investment Advisory firm - (4/21/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 N. Lasalle Street Suite 2225, Chicago, IL 60602
Mailing Address
Phone number
(312) 667-1750
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,309 |
| AUM (Assets Under Management) | $ 1,240,902,908 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2025 | ||
| 05/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
