Jennifer N. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer N. Williams, CFP®, who also goes by Jennifer N Williams, Jennifer Nichole Williams, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 2003. Jennifer had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2021 - January 2, 2023
TRUSTMARK INVESTMENT ADVISORS, INC.
December 18, 2019 - June 23, 2021
LPL FINANCIAL LLC
December 18, 2019 - June 23, 2021
LPL FINANCIAL LLC
June 9, 2015 - August 26, 2019
PNC MANAGED ACCOUNT SOLUTIONS, INC.
November 13, 2013 - August 26, 2019
BBVA SECURITIES INC.
July 16, 2007 - August 1, 2013
HORNOR, TOWNSEND & KENT, LLC
July 16, 2007 - August 1, 2013
HORNOR, TOWNSEND & KENT, LLC
May 24, 2006 - March 29, 2007
1717 CAPITAL MANAGEMENT COMPANY
May 24, 2006 - March 29, 2007
1717 CAPITAL MANAGEMENT COMPANY
January 23, 2006 - May 24, 2006
1717 CAPITAL MANAGEMENT COMPANY
July 22, 2003 - May 24, 2006
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/20/2024
General Securities Representative ExaminationSeries 6TO
Date: 4/20/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
TRUSTMARK INVESTMENT ADVISORS, INC.
CRD#: 118826 / SEC#: 801-60966
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 2,627,107,196 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
