Michael Feury
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Feury, who also goes by Mike Feury, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2004. Michael had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2020 - April 1, 2020
CAPITAL ANALYSTS
January 7, 2020 - April 1, 2020
LINCOLN INVESTMENT
January 6, 2020 - April 1, 2020
LINCOLN INVESTMENT
June 13, 2019 - October 9, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
June 12, 2019 - October 9, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
January 25, 2019 - June 14, 2019
TRUIST ADVISORY SERVICES, INC.
January 25, 2019 - June 14, 2019
TRUIST INVESTMENT SERVICES, INC.
June 28, 2007 - January 24, 2018
WELLS FARGO CLEARING SERVICES, LLC
March 26, 2004 - January 24, 2018
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
