Victoria L. Baird
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victoria L Baird, who also goes by VIctoria Lynn Baird, Tori Lynn Venti, Victoria L Venti, Victoria Lynn Venti, was a registered financial professional .
Victoria is a previously registered financial professional and started their career in finance in 2003. Victoria had worked at 5 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2009 - August 19, 2013
BRANDES INVESTMENT PARTNERS, LP
November 17, 2008 - August 20, 2013
QUASAR DISTRIBUTORS, LLC
August 26, 2004 - October 14, 2008
UBS FINANCIAL SERVICES INC.
December 17, 2003 - July 9, 2004
LADENBURG THALMANN & CO. INC.
September 25, 2003 - October 16, 2003
WORLDCO, L.L.C.
Primary Firm SEC Registration
BRANDES INVESTMENT PARTNERS, LP
CRD#: 105404 / SEC#: 801-24896
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRANDES INVESTMENT PARTNERS, LP
CRD#: 105404 / SEC#: 801-24896
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,588 |
| AUM (Assets Under Management) | $ 26,686,881,169 |
Red Flags
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