Christopher M. Thompson
Professional summary
Christopher Mark Thompson, who also goes by Christopher M. Thompson, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Big Bear Lake, California.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2003. Christopher has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Mark Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2019 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 41656 Big Bear Blvd Ste 2, Big Bear Lake, CA 92315January 5, 2017 - December 21, 2018
FARMERS FINANCIAL SOLUTIONS, LLC
April 16, 2013 - December 31, 2016
FARMERS FINANCIAL SOLUTIONS, LLC
February 21, 2012 - July 27, 2012
CETERA WEALTH SERVICES, LLC
February 16, 2012 - July 27, 2012
CETERA WEALTH SERVICES, LLC
January 3, 2011 - November 16, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - November 16, 2011
WELLS FARGO CLEARING SERVICES, LLC
October 20, 2003 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
September 8, 2003 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2019)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863Big Bear Lake, CA 92315TRUST BUT VERIFY
Monitor Christopher Thompson
Get automatic monthly alerts on:
