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RW

Robert B. Williams

KESTRA ADVISORY SERVICES
Orlando, FL 32814
Some features on this profile are disabled
CRD#: 468193
RW

Professional summary

Robert Byron Williams, who also goes by Bob Byron Williams, Bob Williams, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Orlando, Florida and KESTRA INVESTMENT SERVICES, LLC located in Orlando, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1974. Robert has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 3, Series 000, Series 1 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Bob Byron Williams | Bob Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA - SECURITY FINANCIAL MANAGEMENT; INVESTMENT RELATED; 2420 S LAKEMONT AVENUE, SUITE 120, ORLANDO, FL 32814; INSURANCE AND FINANCIAL SERVICES; ADMINISTRATIVE SUPPORT; START DATE: 11/2013; 80 HOURS PER MONTH ALL HOURS ARE DURING TRADING HOURS. ADMINISTRATIVE SUPPORT TO REGISTERED REP AT THIS OFFICE LOCATION. SECURITY FINANCIAL MANAGEMENT POSITION: Admin ADDRESS: 2420 S. Lakemont Avenue, Suite 120, Orlando FL 32814, United States DESCRIPTION: Clerical Calendar SECURITY FINANCIAL MANAGEMENT POSITION: Admin NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 01/01/2020 ADDRESS: 2420 S Lakemont Avenue, Suite120, Orlando FL 32814, United States DESCRIPTION: Scheduling Calendar Education KESTRA ADVISORY SERVICES, LLC POSITION: Investment Advisory Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 02/01/2022 ADDRESS: 5707 southwest pkwy, BLDG 2, suite 400, Austin TX 78735, United States DESCRIPTION: Scheduling Data entry on Financial plans

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Byron Williams's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 23, 2022 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 2420 South Lakemont Avenue Suite 120, Orlando, FL 32814Office #2: 8245 Devereux Drive Suite 103, Melbourne, FL 32940
RIA
CRD#: 283330
Orlando, FL
Current

January 31, 2022 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 2420 S. Lakemont Ave Suite 120, Orlando, FL 32814Office #2: 8245 Devereux Drive Suite 103, Melbourne, FL 32940
BD
CRD#: 42046
Orlando, FL
Past

October 5, 2016 - February 14, 2022

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
ORLANDO, FL
Past

December 23, 2013 - February 14, 2022

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
ORLANDO, FL
Past

April 15, 2010 - May 4, 2011

LPL FINANCIAL LLC

RIA
CRD#: 6413
ORLANDO, FL
Past

February 16, 2010 - May 4, 2011

LPL FINANCIAL LLC

BD
CRD#: 6413
ORLANDO, FL
Past

April 9, 2001 - March 10, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

February 24, 1989 - October 30, 1989

RANDELL SECURITIES, INC.

BD
CRD#: 15839
Past

November 14, 1986 - June 20, 1988

KEOGLER, MORGAN & COMPANY, INC.

BD
CRD#: 16546
Past

April 12, 1985 - December 1, 1986

INVESTACORP, INC.

BD
CRD#: 7684
Past

October 27, 1983 - April 19, 1985

THE ROBINSON-HUMPHREY COMPANY, LLC

BD
CRD#: 723
Past

March 2, 1982 - October 21, 1983

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
Past

February 24, 1978 - November 18, 1981

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

July 1, 1974 - February 24, 1978

REYNOLDS SECURITIES, INC.

BD
CRD#: 712

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/31/2022)
IAR
Florida
(2/23/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/12/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/30/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/23/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 3/28/1988
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 000
Date: 6/25/1974
General Securities Principal Examination
General Industry/Product Exam
RR
Series 1
Date: 6/25/1974
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/24/1986
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)
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Contact information

Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts155,482
AUM (Assets Under Management)$ 60,174,309,829

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/23/2024
Cover Page
Report
10/20/2023
Cover Page
Report
12/21/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KESTRA ADVISORY SERVICES, LLC

CRD#: 283330Orlando, FL 32814

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