Andrew E. Canter

CANTER WEALTH

La Jolla, CA 92037

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CRD#: 4680954

Professional summary

Andrew Edward Canter is a registered financial advisor currently at CANTER WEALTH located in La Jolla, California.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Andrew has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Edward Canter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 2016 - Present

CANTER WEALTH

Office #1: 7825 Fay Avenue Suite 140, La Jolla, CA 92037

RIA

CRD#: 167828

La Jolla, CA

Past

March 15, 2005 - June 22, 2006

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SAN DIEGO, CA

Past

November 24, 2004 - June 22, 2006

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CANTER WEALTH

CANTER PRIVATE WEALTH MANAGEMENT | TAX & RETIREMENT EDUCATION | D/B/A CANTER WEALTH | CANTER WEALTH | CANTER STRATEGIC WEALTH MANAGEMENT, LLC

CRD#: 167828 / SEC#: 801-117802

RIA

Registered Investment Advisory firm - (12/17/2019 Approved)

California

Registered Investment Advisory firm - (2/13/2021 Terminated)

Texas

Registered Investment Advisory firm - (1/14/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/18/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/18/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/14/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/23/2004

General Securities Representative Examination

Current Firm

CANTER WEALTH

CANTER PRIVATE WEALTH MANAGEMENT | TAX & RETIREMENT EDUCATION | D/B/A CANTER WEALTH | CANTER WEALTH | CANTER STRATEGIC WEALTH MANAGEMENT, LLC

CRD#: 167828 / SEC#: 801-117802

RIA

Registered Investment Advisory firm - (12/17/2019 Approved)

California

Registered Investment Advisory firm - (2/13/2021 Terminated)

Texas

Registered Investment Advisory firm - (1/14/2021 Terminated)

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Contact information

Main Address

7825 Fay Avenue Suite 140, La Jolla, CA 92037

Mailing Address

Phone number

(858) 812-7550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CANTER WEALTH - FORM ADV 2A (5/20/2025)

Regulatory assets under management

Total Number of Accounts	258
AUM (Assets Under Management)	$ 275,846,754

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew E. Canter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Edward Canter's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANTER WEALTH

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

CANTER WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 11/18/2016

Series 66

Date: 3/14/2005

Series 7

Date: 11/23/2004

Current Firm

CANTER WEALTH

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CANTER WEALTH

TRUST BUT VERIFY

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