Bryan S. Mccain
Professional summary
Bryan Scott Mccain is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Hoover, Alabama and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Owings Mills, Maryland.
Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Bryan has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bryan Scott Mccain's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2024 - Present
T. ROWE PRICE ADVISORY SERVICES, INC.
November 7, 2017 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: Two Financial Center 4545 Painters Mill Road, Owings Mills, MD 21117November 7, 2017 - June 16, 2022
T. ROWE PRICE ASSOCIATES, INC.
June 27, 2016 - September 8, 2017
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
June 27, 2016 - September 8, 2017
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
February 16, 2012 - December 16, 2014
VOYA FINANCIAL ADVISORS, INC.
February 16, 2007 - May 11, 2016
VOYA FINANCIAL PARTNERS, LLC
February 16, 2007 - May 11, 2016
VOYA FINANCIAL PARTNERS, LLC
January 10, 2005 - November 21, 2005
CETERA INVESTMENT SERVICES LLC
June 3, 2004 - November 21, 2005
CETERA INVESTMENT SERVICES LLC
July 18, 2003 - June 8, 2004
AMSOUTH INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
State Registrations and Notice Filings
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Visual representation of state registrations
(11/7/2017)
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Exams
FINRA
Current Firm
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
