KJ
Kenneth C. Jones
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Richmond, VA 23233
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CRD#: 4680197
KJ
Professional summary
Kenneth Charles Jones, who also goes by Ken Jones, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Richmond, Virginia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Richmond, Virginia.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Kenneth has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ken Jones
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LAFAYETTE LIFE INSURANCE COMPANY, 400 BROADWAY CINCINNATI OH, 4/2005, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 3 HR/YR 0 HR/TRADING 2) MODELLOGIC WILHELMINA, 2501 EAST BROAD STREET RICHMOND VA, 07/2014, AS TALENT, NIR, 2 HR/MO 1 HR/MO TRADING 3) MECHANICSVILLE CHRISTIAN CENTER. 8061 SHADY GROVE RD MECHANICSVILLE VA, 01/2014, MEMBER, CHURCH FINANCE COMMITTEE, 12 HR/YR 0 HR/MO TRADING 4) KEN JONES, 9114 FENWAY DR, RENTAL PROPERTY OWNER, MECHANICSVILLE VA, 12/2017. NIR, 1 HR/MO 0 HR/MO TRADING 5) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 02/2016, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 6) EPHESIANS 2:10 LLC, 3900 WESTERRE PARKWAY SUITE 103 RICHMOND VA, 01/2021, OWNER, BUSINESS ENTITY, INV REL, 0 HR/YR 0 HR/TRADING 7) JONES INVESTMENT CONSULTING LLC, MECHANICSVIILLE VA 23116, 01/2021, OWNER/PARTNER, Single Member LLC set up for tax purposes, NIR, 1 HR/MO 0 HR/MO 8) ADVISORS EXCEL, 3900 WESTERRE PARKWAY RICHMOND VA, 11/2023, REFERRALS, MEDICARE, NIR, 1 HR/MO 1 HR/MO 9) FULL CIRCLE GRIEF CENTER, 10611 PATTERSON AVENUE RICHMOND VA, 08/2024, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO 1 HR/MO 10) THE LEGACY ADVISOR GROUP, 3900 WESTERRE PARKWAY SUITE 103 HENRICO VA, 10/2024, IAR, DBA, INV REL, 160 HR/MO 160 HR/MO TRADIING
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Charles Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 25, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 3900 Westerre Pkwy. Ste. 103, Richmond, VA 23233RIA
CRD#: 134139
Richmond, VA
Current
November 22, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 3900 Westerre Pkwy. Ste. 103, Richmond, VA 23233BD
CRD#: 39543
Richmond, VA
Past
November 3, 2008 - November 23, 2011
SANDERS MORRIS LLC
BD
CRD#: 20580
RICHMOND, VA
Past
December 6, 2005 - November 3, 2008
QA3 FINANCIAL CORP.
BD
CRD#: 14754
RICHMOND, VA
Past
June 2, 2005 - November 29, 2005
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LOS ANGELES, CA
Past
July 18, 2003 - March 31, 2005
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/10/2025)
RR
California(1/24/2018)
RR
Colorado(1/2/2025)
RR
Delaware(10/15/2018)
RR
District of Columbia(1/24/2018)
RR
Florida(1/24/2018)
RR
Georgia(1/24/2018)
RR
Maryland(1/24/2018)
RR
Michigan(1/24/2018)
RR
Missouri(1/24/2018)
RR
Nebraska(3/3/2023)
RR
New Jersey(5/16/2018)
RR
New Mexico(7/7/2022)
RR
New York(9/30/2022)
RR
North Carolina(1/24/2018)
RR
South Carolina(11/30/2022)
RR
Tennessee(1/24/2018)
RR
Texas(1/4/2021)
IAR
Texas(1/4/2021)
RR
Virginia(12/7/2015)
IAR
Virginia(2/25/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Richmond, VA 23233TRUST BUT VERIFY
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