Samantha C. Muncy
Professional summary
Samantha Cecille Muncy, who also goes by Samantha C Muncy, is a registered financial advisor currently at EVERGREEN WEALTH ADVISORS located in Raleigh, North Carolina.
Samantha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Samantha has worked at 3 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Samantha Cecille Muncy's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2024 - Present
EVERGREEN WEALTH ADVISORS
Office #1: 305 Church At North Hills Street Floor 12, Suite 1250, Raleigh, NC 27609May 17, 2021 - December 4, 2023
OPEN TO THE PUBLIC INVESTING, INC.
January 10, 2007 - February 2, 2021
EDWARD JONES
August 26, 2003 - February 2, 2021
EDWARD JONES
Primary Firm SEC Registration
EVERGREEN WEALTH ADVISORS
CRD#: 326535 / SEC#: 801-129001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/1/2024)
Exams
Current Firm
EVERGREEN WEALTH ADVISORS
CRD#: 326535 / SEC#: 801-129001
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 779 |
| AUM (Assets Under Management) | $ 107,622,368 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
EVERGREEN WEALTH ADVISORS
CRD#: 326535Raleigh, NC 27609TRUST BUT VERIFY
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