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AB

Andrew A. Bogle

REVA CAPITAL MARKETS LLC
New York, NY 10019
Some features on this profile are disabled
CRD#: 4678794
AB

Professional summary

Andrew Armstrong Bogle, who also goes by Andrew A Bogle, is a registered financial professional currently at REVA CAPITAL MARKETS LLC located in New York, New York.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2004. Andrew has worked at 2 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andrew A Bogle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Armstrong Bogle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 16, 2013 - Present

REVA CAPITAL MARKETS LLC

Office #1: 3 Columbus Circle 15th Floor, New York, NY 10019
BD
CRD#: 105791
New York, NY
Past

October 19, 2004 - January 19, 2006

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/16/2013)

Exams

State Security Law Exam
RR
Series 63
Date: 4/10/2013
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/22/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/15/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

RC
REVA CAPITAL MARKETS LLC
NEWTEK SECURITIES, LLC | REVA CAPITAL MARKETS LLC

CRD#: 105791 / SEC#: , 8-52985

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
3 Columbus Circle 15th Floor, New York, NY 10019
Mailing Address
3 Columbus Circle 16th Floor, New York, NY 10019
Phone number
(212) 464-7363
Established
New York since 02/22/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
REVA CAPITAL HOLDINGS, LLCMEMBER
GOODE, JACQUELINE MARIEFINOP, CCO1292607
NAIK, VAGEESHCEO4450126

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REVA CAPITAL MARKETS LLC

CRD#: 105791New York, NY 10019

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