Edward M. Pelatti
Professional summary
Edward M Pelatti, who also goes by Edward Matthew Pelatti Mr., Edward Matthew Pelatti, Edward Pelatti, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Edward is registered as a RR (Registered Representative) and started their career in finance in 2003. Edward has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward M Pelatti's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 2009 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917October 24, 2007 - December 16, 2008
NATIONAL FINANCIAL SERVICES LLC
June 2, 2005 - August 21, 2007
FIDELITY BROKERAGE SERVICES LLC
December 18, 2003 - September 30, 2004
METROPOLITAN LIFE INSURANCE COMPANY
December 18, 2003 - September 30, 2004
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/7/2018)
(8/15/2022)
(8/15/2022)
(3/7/2018)
(1/4/2025)
(4/28/2023)
(3/7/2018)
(1/4/2025)
(4/28/2023)
(11/15/2023)
(3/7/2018)
(3/7/2018)
(11/15/2023)
(8/15/2022)
(8/15/2022)
(1/4/2025)
(1/4/2025)
(3/7/2018)
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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