Owaiz M. Dadabhoy
Professional summary
Owaiz M Dadabhoy, who also goes by Owaiz M. Dadabhoy, Ozzie M. Dadabhoy, is a registered financial advisor currently at SATURNA CAPITAL CORPORATION located in Bellingham, Washington and SATURNA BROKERAGE SERVICES, INC located in Bellingham, Washington.
Owaiz is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Owaiz has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Owaiz M Dadabhoy's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2012 - Present
SATURNA CAPITAL CORPORATION
Office #1: 1300 N State St., Bellingham, WA 98225-4730September 11, 2008 - Present
SATURNA BROKERAGE SERVICES, INC
Office #1: 1300 N. State Street, Bellingham, WA 98225-4730Office #2: 1300 N. State St., Bellingham, WA 98225October 24, 2003 - July 21, 2008
WELLS FARGO INVESTMENTS, LLC
July 3, 2003 - July 21, 2008
WELLS FARGO INVESTMENTS, LLC
Primary Firm SEC Registration
SATURNA CAPITAL CORPORATION
CRD#: 25586 / SEC#: 801-35428, 8-41998
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2009)
(10/31/2025)
(9/11/2008)
(7/21/2021)
(12/22/2021)
(10/1/2009)
(7/23/2021)
(7/22/2021)
(10/2/2025)
(8/6/2021)
(1/3/2012)
(10/1/2009)
(7/21/2021)
(9/11/2008)
Exams
FINRA
Current Firm
SATURNA CAPITAL CORPORATION
CRD#: 25586 / SEC#: 801-35428, 8-41998
Contact information
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 128 |
| AUM (Assets Under Management) | $ 8,624,828,208 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 01/26/2024 | ||
| 10/27/2022 |
Red Flags
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