Nicholas Scavone
Professional summary
Nicholas Scavone is a registered financial professional currently at TRIDENT PARTNERS LTD. located in Woodbury, New York.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2003. Nicholas has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Scavone's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2013 - Present
TRIDENT PARTNERS LTD.
Office #1: 181 Crossways Park Drive, Woodbury, NY 11797Office #2: 181 Crossways Park Drive, Woodbury, NY 11797February 4, 2011 - June 21, 2013
MERRIMAC CORPORATE SECURITIES, INC.
September 6, 2006 - February 7, 2011
J.P. TURNER & COMPANY, L.L.C.
January 9, 2006 - October 5, 2006
THE CONCORD EQUITY GROUP, LLC
August 12, 2003 - December 31, 2005
GUNNALLEN FINANCIAL, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/21/2014)
(6/18/2013)
(10/18/2022)
(6/18/2013)
(6/18/2013)
(7/10/2013)
(6/18/2013)
(6/18/2013)
(6/18/2013)
(6/18/2013)
(7/23/2013)
(6/18/2013)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
TRIDENT PARTNERS LTD.
CRD#: 41258 / SEC#: , 8-49342
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
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