J. M. Stuart
Professional summary
J. Mark Stuart, who also goes by John Mark Stuart, Mark John Stuart, is a registered financial professional currently at INTESA SANPAOLO IMI SECURITIES CORP. located in New York, New York.
J. is registered as a RR (Registered Representative) and started their career in finance in 2003. J. has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 25 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view J. Mark Stuart's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2010 - Present
INTESA SANPAOLO IMI SECURITIES CORP.
Office #1: 1 William Street, New York, NY 10004Office #2: 1 William Street, New York, NY 10004August 10, 2007 - March 4, 2010
CANACCORD GENUITY SECURITIES LLC
February 6, 2007 - August 10, 2007
COLLINS STEWART INC.
September 27, 2004 - January 29, 2007
PRIME EXECUTIONS, INC.
June 18, 2003 - August 4, 2003
MCKEON BROTHERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/11/2015)
(8/4/2010)
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(6/11/2015)
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(8/4/2010)
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(8/4/2010)
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/10/2007
Limited Representative-Equity Trader ExamSeries 25
Date: 3/3/2005
NYSE Trading Assistant ExaminationFINRA
Nasdaq Stock Market
New York Stock Exchange
Current Firm
INTESA SANPAOLO IMI SECURITIES CORP.
CRD#: 19418 / SEC#: , 8-37444
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IMI CAPITAL MARKETS USA CORPORATION | SOLE SHAREHOLDER | |
| AMOROSO, PAOLO GLAUCO | CORPORATE SECRETARY | 7870609 |
| BURIOLI, NOVELLA | DIRECTOR | 7874990 |
| DIBELLA, VINCENT | CHIEF FINANCIAL OFFICER/ TREASURER | 2587408 |
| LUCCHINI, STEFANO | DIRECTOR | 7889772 |
| MARRAS, STEFANO | CEO/DIRECTOR | 7322813 |
| PARISI, RICHARD ANTHONY | CHIEF OPERATIONS OFFICER | 4668388 |
| RUIZ, JEFFREY A | CHIEF COMPLIANCE OFFICER | 2562825 |
| SEGNI, LAURA | DIRECTOR | 7890924 |
Disclosures
| Regulatory Event | 11 |
| Criminal | 1 |
| Civil Event | 1 |
Red Flags
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