James L. Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Lee Hill, who also goes by Jimmy Hill, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2003. James had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2013 - December 23, 2013
SOUTHERN ASSET FINANCIAL ADVISORS, INC.
August 14, 2003 - December 31, 2009
SOUTHERN ASSET MANAGEMENT SERVICES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SOUTHERN ASSET FINANCIAL ADVISORS, INC.
CRD#: 157830 / SEC#:
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Georgia | ERA - Withdrawn | 11/23/2011 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
