Jaideep Chawla

BROOKSTONE WEALTH ADVISORS

Silver Spring, MD

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CRD#: 4676902

Professional summary

Jaideep Chawla is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Silver Spring, Maryland.

Jaideep is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jaideep has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 4/13/2012: Owner/IT Consultant/Software developer - OTHER IT CONSULTING - develop technology & software & data management solutions for non-financial related groups/businesses. Particularly in the Medical Field - 1% TIME SPENT. (2) 4/13/2012: JC Financial Services - NON-VARIABLE INSURANCE - OFFER FIXED LIFE INSURANCE, LTC, DISABILITY INSURANCE, HEALTH INSURANCE PLANS/HSA, ACCIDENT - 30% TIME SPENT. (3) 5/24/2012: JC FINANCIAL SERVICES - DBA - INV REL - AT REPORTED BUSINESS LOCATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jaideep Chawla's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2025 - Present

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

Silver Spring, MD

Past

May 22, 2019 - August 29, 2025

IFP SECURITIES, LLC

CRD#: 297287

SILVER SPRING, MD

Past

June 28, 2012 - August 29, 2025

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

SILVER SPRING, MD

Past

May 3, 2012 - August 3, 2012

RESEARCH FINANCIAL STRATEGIES

RIA

CRD#: 153247

SILVER SPRING, MD

Past

April 13, 2012 - May 23, 2019

LPL FINANCIAL LLC

CRD#: 6413

SILVER SPRING, MD

Past

September 13, 2004 - April 20, 2012

OSAIC FA, INC.

RIA

CRD#: 3978

VIENNA, VA

Past

September 13, 2004 - May 26, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

September 13, 2004 - April 20, 2012

OSAIC FA, INC.

CRD#: 3978

VIENNA, VA

Past

September 11, 2003 - September 3, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ROCKVILLE, MD

Past

August 22, 2003 - September 3, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 22, 2003 - September 3, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/28/2025)

IAR

Maryland
(8/28/2025)

IAR

Virginia
(8/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/10/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/2003

General Securities Representative Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jaideep Chawla

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jaideep Chawla's CRS (Customer Relationship Summary).

Certified licenses

Experience

IFP SECURITIES, LLC

INDEPENDENT FINANCIAL PARTNERS

RESEARCH FINANCIAL STRATEGIES

LPL FINANCIAL LLC

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/10/2003

SIE

Date: 10/1/2018

Series 7

Date: 8/21/2003

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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