KL
Keith T. Leverentz
THE LIFE GROUP FINANCIAL SERVICES
DUBUQUE, IA 52002
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CRD#: 4676424
KL
Professional summary
Keith Thomas Leverentz, who also goes by K.t. Leverentz, is a registered financial advisor currently at THE LIFE GROUP FINANCIAL SERVICES located in Dubuque, Iowa.
Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Keith has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
K.t. Leverentz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Keith Thomas Leverentz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 2025 - Present
THE LIFE GROUP FINANCIAL SERVICES
Office #1: 1545 Associates Drive Suite 104, Dubuque, IA 52002RIA
CRD#: 277091
DUBUQUE, IA
Past
July 7, 2003 - November 5, 2012
HORACE MANN INVESTORS, INC.
BD
CRD#: 11643
DUBUQUE, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
THE LIFE GROUP FINANCIAL SERVICES
GUNCHEON FINANCIAL LLC | THE LIFE GROUP FINANCIAL SERVICES | GUNCHEON FINANCIAL, LLC
CRD#: 277091 / SEC#: 801-131551
RIA
Registered Investment Advisory firm - (11/29/2024 Approved)California
Registered Investment Advisory firm - (1/4/2025 Terminated)Colorado
Registered Investment Advisory firm - (12/16/2024 Terminated)Illinois
Registered Investment Advisory firm - (12/5/2024 Terminated)Iowa
Registered Investment Advisory firm - (12/5/2024 Terminated)Kansas
Registered Investment Advisory firm - (12/5/2024 Terminated)Michigan
Registered Investment Advisory firm - (2/20/2025 Terminated)Minnesota
Registered Investment Advisory firm - (12/5/2024 Terminated)Missouri
Registered Investment Advisory firm - (12/5/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (12/5/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(7/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
TL
THE LIFE GROUP FINANCIAL SERVICES
GUNCHEON FINANCIAL LLC | THE LIFE GROUP FINANCIAL SERVICES | GUNCHEON FINANCIAL, LLC
CRD#: 277091 / SEC#: 801-131551
RIA
Registered Investment Advisory firm - (11/29/2024 Approved)California
Registered Investment Advisory firm - (1/4/2025 Terminated)Colorado
Registered Investment Advisory firm - (12/16/2024 Terminated)Illinois
Registered Investment Advisory firm - (12/5/2024 Terminated)Iowa
Registered Investment Advisory firm - (12/5/2024 Terminated)Kansas
Registered Investment Advisory firm - (12/5/2024 Terminated)Michigan
Registered Investment Advisory firm - (2/20/2025 Terminated)Minnesota
Registered Investment Advisory firm - (12/5/2024 Terminated)Missouri
Registered Investment Advisory firm - (12/5/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (12/5/2024 Terminated)PREMIUM
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Contact information
Main Address
1545 Associates Drive Suite 104, Dubuque, IA 52002
Mailing Address
Phone number
(563) 587-7840
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,622 |
| AUM (Assets Under Management) | $ 136,485,205 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
