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Enrique Duran

BULLTICK
Miami, FL
·CRD# 4676408·22 years experience

Professional Summary

Enrique Duran, who also goes by Enrique Duran Tavera, is a registered financial advisor currently at BULLTICK, LLC located in Miami, Florida. Enrique is registered as a RR (Registered Representative) and started their career in finance in 2004. Enrique has worked at 5 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 11, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Enrique Duran Tavera

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

BULLTICK, LLC·CRD# 104005
BD
333 Se 2nd Ave. Ste 3950, Miami, FL 33131
March 26, 2012 - Present
BULLTICK INVESTMENTS, LLC·CRD# 139981
BD
Miami, FL
May 30, 2012 - September 19, 2014
BULLTICK SECURITIES, LLC·CRD# 132092
BD
Miami, FL
January 15, 2009 - September 19, 2014
BULLTICK, LLC·CRD# 104005
BD
Miami, FL
January 4, 2006 - September 25, 2008
LEVELX CAPITAL LLC·CRD# 117028
BD
Brooklyn, NY
April 1, 2005 - June 3, 2005
EDIFICE CAPITAL, INC.·CRD# 105093
BD
Miami, FL
July 12, 2004 - April 1, 2005

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Current Firm

BL
BULLTICK, LLC

BULLTICK LLC | BULLTICK, LLC

CRD#: 104005 / SEC#: 8-52493
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

333 Se 2nd Ave. Ste 3950, Miami, FL 33131

Mailing Address

333 Se 2nd Ave. Ste 3950, Miami, FL 33131

Phone Number

(305) 533-1541

Established

Delaware since 02/18/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (15 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BULLTICK CAPITAL MARKETS HOLDINGS, LLCOWNER—
BANUELOS CAAMANO, HUMBERTOCHIEF EXECUTIVE OFFICER5156168
EGUILIOR, GENEMARIE BIERLEYCHIEF COMPLIANCE OFFICER2309541
HERRERA, WILLIAM ALBERTPRINCIPAL OPERATIONS OFFICER2153052
HERRERA, WILLIAM ALBERTCFO/FINOP2153052

Disclosures

Regulatory Event

11

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(10/31/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2020About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Mar 2019About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2011About the Series 7 exam

Series 11 — Assistant Representative-Order Processing Qualification Exam

Passed Jul 2004

Series 4 — Registered Options Principal Examination

Passed Oct 2015About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Nov 2013About the Series 24 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Enrique Duran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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