Frederic C. Sohl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederic Christopher Sohl was a registered financial professional .
Frederic is a previously registered financial professional and started their career in finance in 2003. Frederic had worked at 3 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2016 - March 8, 2019
MISSION STREET WEALTH PLANNING
January 25, 2007 - September 13, 2007
CROWELL, WEEDON & CO.
March 4, 2004 - September 13, 2007
CROWELL, WEEDON & CO.
August 20, 2003 - February 25, 2004
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MISSION STREET WEALTH PLANNING
CRD#: 115310 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 57 |
| AUM (Assets Under Management) | $ 51,477,314 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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