Lewis B. Fan
Professional summary
Lewis Boreas Fan, who also goes by Boreas Yuming Fan, Yuming Fan, Lewis Fan, is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York.
Lewis is registered as a RR (Registered Representative) and started their career in finance in 2003. Lewis has worked at 7 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lewis Boreas Fan's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2021 - Present
THE BENCHMARK COMPANY, LLC
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155April 23, 2019 - February 12, 2020
BUCKMAN, BUCKMAN & REID, INC.
November 2, 2009 - November 8, 2011
RODMAN & RENSHAW, LLC
February 11, 2008 - February 12, 2009
BREAN CAPITAL, LLC
September 5, 2007 - November 27, 2007
GFI SECURITIES LLC
May 4, 2007 - August 29, 2007
UBS SECURITIES LLC
November 17, 2003 - March 20, 2007
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2021)
Exams
Series 79TO
Date: 5/3/2019
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 4/19/2019
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
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