Andrew R. Avellan
JACOBI CAPITAL MANAGEMENT
Berwyn, PA 19312
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CRD#: 4675877
Professional summary
Andrew Richard Avellan, CFP® is a registered financial advisor currently at JACOBI CAPITAL MANAGEMENT, LLC located in Berwyn, Pennsylvania and LPL FINANCIAL LLC located in Berwyn, Pennsylvania.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Andrew has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Estate Planning
Business Succession Planning
Employee and Employer Plan Ben...
Insurance Planning
Divorce Planning
Retirement Planning
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 3/2021 - DBA for LPL Business (entity for LPL business) - JACOBI WEALTH ADVISORS - Investment Related - Berwyn, PA - 26 hrs/mo - 26 hrs/mo during securities trading hours - Duties are FINRA business 2. 3/19/2021 - JACOBI CAPITAL MANAGEMENT, LLC - DBA: (Hybrid) JACOBI WEALTH ADVISORS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 03/01/2021 - 20 Hours Per Month/5 Hours During Securities Trading - Time Spent 20%. 3. 3/19/2021 - JACOBI CAPITAL MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/01/2021 - 140 Hours Per Month/25 Hours During Securities Trading - Time Spent 80% - I provide investment advisory services through JACOBI CAPITAL MANAGEMENT, LLC, an independent investment advisor firm. I started this business activity in 03/2021. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 09/15/2021 - Premier Brokerage LLC - Investment Related - 604 Harper Ave, Jenkintown, PA 19046 - Non-Variable Insurance - Agent - Start Date: 05/17/2021- 10 Hours Per Month/5 Hours During Securities Trading. 5. 11/24/2021 - Cavalier Associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 11/12/2021 - 10 Hours Per Month/5 Hours During Securities Trading. 6. 3/13/2023 - No Business Name - Investment Related - Narberth PA 19072 - Real Estate Rental - Start Date - 08/02/2021 - 1 Hours Per Month/0 Hours During Securities Trading 7. 04/25/2024 - Avellan Financial INC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 03/01/2024 - 160 Hours Per Month/ 140 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Richard Avellan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
March 18, 2021 - Present
JACOBI CAPITAL MANAGEMENT, LLC
Office #1: 1055 Westlakes Drive Suite 130, Berwyn, PA 19312RIA
CRD#: 147663
Berwyn, PA
Current
March 12, 2021 - Present
LPL FINANCIAL LLC
Office #1: 1055 Westlakes Dr Ste 135, Berwyn, PA 19312-2424RIA
BD
CRD#: 6413
Berwyn, PA
Past
October 22, 2003 - February 3, 2021
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
BALA CYNWYD, PA
Past
July 4, 2003 - February 3, 2021
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
BALA CYNWYD, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JC
JACOBI CAPITAL MANAGEMENT, LLC
JACOBI CAPITAL MANAGEMENT, LLC | JACOBI WEALTH ADVISORS
CRD#: 147663 / SEC#: 801-69398
RIA
Registered Investment Advisory firm - (8/7/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(3/12/2021)
RR
Florida(3/12/2021)
RR
Georgia(3/12/2021)
RR
Nevada(3/12/2021)
RR
New Jersey(3/12/2021)
RR
New York(7/4/2025)
RR
North Carolina(9/9/2021)
RR
Pennsylvania(3/16/2021)
IAR
Pennsylvania(3/18/2021)
RR
South Carolina(6/28/2023)
RR
Virginia(3/12/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JC
JACOBI CAPITAL MANAGEMENT, LLC
JACOBI CAPITAL MANAGEMENT, LLC | JACOBI WEALTH ADVISORS
CRD#: 147663 / SEC#: 801-69398
RIA
Registered Investment Advisory firm - (8/7/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
154 Enterprise Way, Pittston, PA 18640
Mailing Address
Phone number
(570) 826-1801
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,314 |
| AUM (Assets Under Management) | $ 2,190,387,155 |
Red Flags
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Company Information
JACOBI CAPITAL MANAGEMENT, LLC
CRD#: 147663Berwyn, PA 19312TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
