Joseph L. Weidenbach

CALAMOS WEALTH MANAGEMENT LLC

NAPERVILLE, IL 60563-2787

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CRD#: 4675313

Professional summary

Joseph Lawrence Weidenbach, who also goes by Joe Weidenbach, is a registered financial advisor currently at CALAMOS WEALTH MANAGEMENT LLC located in Naperville, Illinois and CALAMOS FINANCIAL SERVICES LLC located in Naperville, Illinois.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Joseph has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 24, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Weidenbach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) University of Dayton; Not Investment-related; Dayton, OH; Higher education; Trustee; 07/2021; 5 Hrs/Month; 0 Hrs/Trading; General strategic direction of university. 2) Naperville Development Partnership; Not Investment-related; 22 E. Chicago Ave Suite 205, Naperville, IL 60540. Nature of the business is to promote business interests in the City of Naperville. As a Board Member my duties include attending board meetings. I have been associated with the Partnership since 01/2025 and would devote 5 hours per month on the business and zero during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Lawrence Weidenbach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2022 - Present

CALAMOS WEALTH MANAGEMENT LLC

Office #1: 2020 Calamos Court, Naperville, IL 60563-2787

RIA

CRD#: 143490

NAPERVILLE, IL

Current

October 28, 2022 - Present

CALAMOS FINANCIAL SERVICES LLC

Office #1: 2020 Calamos Court, Naperville, IL 60563-2787

CRD#: 19850

NAPERVILLE, IL

Past

December 11, 2012 - October 6, 2022

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

FAIRVIEW HEIGHTS, IL

Past

December 11, 2012 - October 6, 2022

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

FAIRVIEW HEIGHTS, IL

Past

October 1, 2008 - September 21, 2012

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

NAPERVILLE, IL

Past

October 1, 2008 - September 21, 2012

J.P. MORGAN SECURITIES LLC

CRD#: 79

NAPERVILLE, IL

Past

September 27, 2006 - October 1, 2008

J.P. MORGAN SECURITIES INC.

RIA

CRD#: 18718

HINSDALE, IL

Past

July 1, 2006 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

HINSDALE, IL

Past

June 30, 2006 - July 1, 2006

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

May 10, 2006 - September 27, 2006

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

CHICAGO, IL

Past

June 13, 2003 - November 4, 2003

BANC ONE INVESTMENT ADVISORS CORP

RIA

CRD#: 107247

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CALAMOS WEALTH MANAGEMENT LLC

CRD#: 143490 / SEC#: 801-67787

RIA

Registered Investment Advisory firm - (4/25/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(10/28/2022)

IAR

Illinois
(10/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/9/2007

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/29/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/29/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/18/2008

General Securities Principal Examination

Principal/Supervisory Exam

Series 9

Date: 5/24/2007

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 3/30/2007

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

CALAMOS WEALTH MANAGEMENT LLC

CRD#: 143490 / SEC#: 801-67787

RIA

Registered Investment Advisory firm - (4/25/2007 Approved)

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Contact information

Main Address

2020 Calamos Court, Naperville, IL 60563-2787

Mailing Address

Phone number

(630) 245-7200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	3,434
AUM (Assets Under Management)	$ 4,090,678,284

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph L. Weidenbach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Lawrence Weidenbach's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALAMOS FINANCIAL SERVICES LLC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

BANC ONE INVESTMENT ADVISORS CORP

Primary Firm SEC Registration

CALAMOS WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/9/2007

Series 65

Date: 5/29/2003

SIE

Date: 10/1/2018

Series 7

Date: 6/29/2006

Series 24

Date: 9/18/2008

Series 9

Date: 5/24/2007

Series 10

Date: 3/30/2007

FINRA

Current Firm

CALAMOS WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CALAMOS WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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