John C. Llodra

NEW HARBOR FINANCIAL GROUP

Worcester, MA 01608

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CRD#: 4675045

Professional summary

John Christopher Llodra, CFP®, who also goes by John C Llodra, John Llodra, is a registered financial advisor currently at NEW HARBOR FINANCIAL GROUP, LLC located in Worcester, Massachusetts.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. John has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John C Llodra | John Llodra

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. GROTON CONSERVATION TRUST. PO BOX 395 GROTON, MA 01450. LAND CONSERVATION IN GROTON MA. 2 HRS/MTH. 3/2014. DECIDE ON FINANCIAL PLANNING AND INVESTMENT APPROACHES FOR FINANCIAL ASSETS FOR THE TRUST. 2. LLODRA FAMILY GIFT TRUST. 82 SMITH STREET GROTON, MA 01450. INVESTMENT RELATED. FAMILY GIFT TRUST. CO-TRUSTEE. 1 HR/MTH. INVESTMENT MANAGEMENT OF THE TRUST. 3. NEW HARBOR ACQUISITION PARTNERS, LLC. 146 MAIN STREET, STE 302 WORCESTER, MA 01608. CO-OWNER/MEMBER. MANAGEMENT AND CONSULTING SERVICES IN ITS ROLE AS BUSINESS ACQUISITION SEARCH FIRM. 6/2019. 10% of time spent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christopher Llodra's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

January 6, 2011 - Present

NEW HARBOR FINANCIAL GROUP, LLC

Office #1: 146 Main Street Suite 302, Worcester, MA 01608

RIA

CRD#: 155528

Worcester, MA

Past

January 20, 2005 - December 31, 2010

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

LEOMINSTER, MA

Past

January 14, 2005 - December 31, 2010

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

LEOMINSTER, MA

Past

September 9, 2003 - February 8, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW HARBOR FINANCIAL GROUP, LLC

NEW HARBOR FINANCIAL GROUP LLC | NEW HARBOR FINANCIAL GROUP, LLC

CRD#: 155528 / SEC#: 801-72007

RIA

Registered Investment Advisory firm - (12/21/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/6/2011)

IAR

Texas
(2/10/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/8/2003

General Securities Representative Examination

Current Firm

NEW HARBOR FINANCIAL GROUP, LLC

NEW HARBOR FINANCIAL GROUP LLC | NEW HARBOR FINANCIAL GROUP, LLC

CRD#: 155528 / SEC#: 801-72007

RIA

Registered Investment Advisory firm - (12/21/2010 Approved)

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Contact information

Main Address

146 Main Street Suite 302, Worcester, MA 01608

Mailing Address

Phone number

(978) 537-7701

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEW HARBOR FINANCIAL DISCLOSURE BROCHURE (7/29/2025)

Regulatory assets under management

Total Number of Accounts	2,012
AUM (Assets Under Management)	$ 576,915,016

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John C. Llodra

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christopher Llodra's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW HARBOR FINANCIAL GROUP, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

NEW HARBOR FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2003

Series 7

Date: 9/8/2003

Current Firm

NEW HARBOR FINANCIAL GROUP, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEW HARBOR FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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