EK
Elizabeth A. King
CARY STREET PARTNERS
Richmond, VA 23226
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CRD#: 4674939
EK
Elizabeth Ann KingCARY STREET PARTNERS
Professional summary
Elizabeth Ann King, CFP® is a registered financial advisor currently at CARY STREET PARTNERS located in Richmond, Virginia.
Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Elizabeth has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Hopechest LLC; Co-manager; Family LLC; Richmond VA, 23221; Investment Related; June 2014; 1 hours per month; 0 during trading hours. Richmond SPCA; Nonprofit; Finance Committee Chair; Richmond, VA; Investment-related; Oct 2023. 2. Bollinger Properties; Not investment-related; 5609 Patterson Ave, Suite B, Richmond, VA 23226; Member; 0 hours/month, 0 during trading; start date 02/21); duties include property management. 3. Richmond SPCA; Investment-related; 2519 Hermitage Rd, Richmond, VA 23220; Chair of the Finance Committee; Animal Rescue Organization; Duties include fiscal supervision and reporting to Board of Directors; 5 hours/month, 5 hours during trading. 4. Richmond Symphony; 612 E Grace St #401, Richmond, VA; Director; 3 hours/month, 1 hour/month; not investment-related; start date of 09/2023; duties include being a voting member. 5. Goodnight Eloise; Not investment-related; Owner; 6483 Rockfish River Road, Schuyler, Virginia 22969; 1 hours/month, 1 hour/month during trading; start date of 11/2024; duties include management.
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Ann King's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 20, 2026 - Present
CARY STREET PARTNERS
Office #1: 5609 Patterson Ave, Richmond, VA 23226RIA
CRD#: 128545
Richmond, VA
Past
September 1, 2016 - July 20, 2026
SENECA HOUSE ADVISORS
RIA
CRD#: 210519
RICHMOND, VA
Past
September 22, 2004 - August 25, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
RICHMOND, VA
Past
January 21, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 21, 2004 - August 25, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(7/20/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)Loading...
Contact information
Main Address
901 East Byrd Street Suite 1001, Richmond, VA 23219
Mailing Address
Phone number
(804) 340-8100
Established
Firm type
Fiscal year end
# of Employees
166
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,853 |
| AUM (Assets Under Management) | $ 8,263,891,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 10/22/2024 | ||
| 07/25/2023 | ||
| 01/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
