William J. Hendrickson

JANNEY MONTGOMERY SCOTT LLC

Roanoke, VA 24011

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CRD#: 4674911

Professional summary

William Judson Hendrickson, who also goes by William J Hendrickson, William Judsdon Hendrickson, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Roanoke, Virginia.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. William has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William J Hendrickson | William Judsdon Hendrickson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Judson Hendrickson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view William Judson Hendrickson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 2, 2025 - Present

JANNEY MONTGOMERY SCOTT LLC

Office #1: 110 Franklin Road Se Suite 500, Roanoke, VA 24011

RIA

CRD#: 463

Roanoke, VA

Current

September 2, 2025 - Present

JANNEY MONTGOMERY SCOTT LLC

Office #1: 110 Franklin Road Se Suite 500, Roanoke, VA 24011

RIA

CRD#: 463

Roanoke, VA

Past

September 28, 2016 - September 2, 2025

DAVENPORT & COMPANY LLC

RIA

CRD#: 1588

ROANOKE, VA

Past

September 28, 2016 - September 2, 2025

DAVENPORT & COMPANY LLC

CRD#: 1588

ROANOKE, VA

Past

August 30, 2010 - October 4, 2016

LPL FINANCIAL LLC

CRD#: 6413

DALEVILLE, VA

Past

August 4, 2010 - October 4, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

DALEVILLE, VA

Past

July 23, 2010 - July 23, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

DALEVILLE, VA

Past

November 12, 2009 - September 27, 2010

VALLEY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 151902

ROANOKE, VA

Past

October 1, 2008 - May 13, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

ATLANTA, GA

Past

October 19, 2005 - December 20, 2006

OSAIC FS, INC.

RIA

CRD#: 3870

ROANOKE, VA

Past

May 9, 2005 - December 20, 2006

OSAIC FS, INC.

CRD#: 3870

ROANOKE, VA

Past

October 28, 2004 - April 18, 2005

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

ROANOKE, VA

Past

December 16, 2003 - April 18, 2005

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

October 21, 2003 - December 4, 2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC

CRD#: 463 / SEC#: 801-7258, 8-462

RIA

Registered Investment Advisory firm - SEC (3/8/1971 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/2/2025)

Colorado
(9/2/2025)

Florida
(9/2/2025)

Georgia
(9/2/2025)

Indiana
(9/2/2025)

Maine
(9/2/2025)

Maryland
(9/2/2025)

New Jersey
(9/2/2025)

North Carolina
(9/5/2025)

Rhode Island
(9/5/2025)

South Carolina
(9/2/2025)

Texas
(9/2/2025)

IAR

Texas
(9/2/2025)

Virginia
(9/2/2025)

IAR

Virginia
(9/2/2025)

West Virginia
(9/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/13/2010

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/30/2004

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/27/2010

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC

CRD#: 463 / SEC#: 801-7258, 8-462

RIA

Registered Investment Advisory firm - SEC (3/8/1971 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1717 Arch Street, Philadelphia, PA 19103

Mailing Address

1717 Arch Street, Philadelphia, PA 19103

Phone number

(215) 665-6000

Established

Delaware since 08/27/1999

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

2,375

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

JANNEY MONTGOMERY SCOTT WRAP FEE DISCLOSURE BROCHURE (10/3/2025)

JANNEY MONTGOMERY SCOTT INVESTMENT MANAGEMENT DISCLOSURE BROCHURE (10/3/2025)

Direct owners and executive officers

Name	Position	CRD#
JUNE PURCHASER LLC	OWNER
CULLEY, JOSEPH DAVID	BANKING PRINCIPAL (BP)	4275987
DOWNEY, DANEEN ELIZABETH	DEPUTY GENERAL COUNSEL	4758790
FUSCO, CHRISTOPHER	ROSFP	5858082
HALL, CAROLINE KATHRYNE	CHIEF COMPLIANCE OFFICER	6342772
HRICKO, MICHAEL J	CHIEF FINANCIAL OFFICER	4509746
LEMPA, JESSICA ELLEN	IA CCO	5276453
MCSHEA, GREGORY BURNS	GENERAL COUNSEL	2870963
MILLER, ANTHONY MATTHEW	DIRECTOR, PRESIDENT AND CEO	4597116
MULLAN, DAVID MICHAEL	PRINCIPAL OPERATIONS OFFICER	2739186
REED, KEVIN JUDE	EXECUTIVE OFFICER	2105832
RIGGI, BRETT STEPHAN	CHIEF OPERATING OFFICER	4462496

Regulatory assets under management

Total Number of Accounts	239,256
AUM (Assets Under Management)	$ 100,795,564,390

Disclosures

Regulatory Event	54
Arbitration	66
Bond	1

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/07/2025	Cover Page	Report
03/21/2025	Cover Page	Report
10/09/2024	Cover Page	Report
10/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William J. Hendrickson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Judson Hendrickson's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view William Judson Hendrickson's CRS (Customer Relationship Summary).

Certified licenses

Experience

JANNEY MONTGOMERY SCOTT LLC

DAVENPORT & COMPANY LLC

DAVENPORT & COMPANY LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

VALLEY CAPITAL MANAGEMENT, LLC

LPL FINANCIAL LLC

OSAIC FS, INC.

OSAIC FS, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

JANNEY MONTGOMERY SCOTT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/13/2010

Series 65

Date: 1/30/2004

SIE

Date: 10/1/2018

Series 7

Date: 8/27/2010

FINRA

NYSE American LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

JANNEY MONTGOMERY SCOTT LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

JANNEY MONTGOMERY SCOTT LLC

TRUST BUT VERIFY

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