Flavia M. Romero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Flavia Maria Romero, who also goes by Flavia Maria Romero Ms., Flavia Romero, was a registered financial professional .
Flavia is a previously registered financial professional and started their career in finance in 2003. Flavia had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2008 - November 8, 2013
MICROPLACE, INC.
December 10, 2003 - September 21, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MICROPLACE, INC.
CRD#: 143403 / SEC#: , 8-67557
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
