Christina C. Oakes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christina Corse Oakes, who also goes by Christina Cooley, Chrisina Montegue Corse, Christina Montegue Corse, was a registered financial professional .
Christina is a previously registered financial professional and started their career in finance in 2003. Christina had worked at 5 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2024 - January 23, 2025
AMERICAN ELM DISTRIBUTION PARTNERS, LLC
September 28, 2010 - January 25, 2011
BERKELEY CAPITAL SECURITIES, L.L.C.
June 7, 2006 - June 24, 2010
BERKELEY CAPITAL SECURITIES, L.L.C.
October 14, 2003 - August 16, 2004
ALAMO CAPITAL
October 14, 2003 - August 16, 2004
ALAMO CAPITAL
August 27, 2003 - October 6, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
August 13, 2003 - October 6, 2003
IDS LIFE INSURANCE COMPANY
August 13, 2003 - October 6, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 12/4/2024
Operations Professional ExaminationCurrent Firm
AMERICAN ELM DISTRIBUTION PARTNERS, LLC
CRD#: 153322 / SEC#: , 8-68523
Contact information
FINRA licenses (18 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
