Francesco E. Rinaldi
Professional summary
Francesco E. Rinaldi, who also goes by Francesco E Rinaldi, Frank Rinaldi, is a registered financial professional currently at TRADEMAS INC. located in New York, New York.
Francesco is registered as a RR (Registered Representative) and started their career in finance in 2003. Francesco has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francesco E. Rinaldi's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2021 - Present
TRADEMAS INC.
Office #1: Nyse Trading Floor 11 Wall Street, New York, NY 10005Office #2: Nyse 11 Wall Street, New York, NY 10005October 3, 2014 - April 23, 2021
MAREX CAPITAL MARKETS INC.
January 28, 2010 - October 2, 2014
MPS GLOBAL SECURITIES, LLC
June 8, 2007 - January 29, 2010
MF GLOBAL INC.
April 7, 2006 - November 16, 2006
PERSHING LLC
August 25, 2003 - April 10, 2006
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/11/2021)
Exams
FINRA
NYSE American LLC
New York Stock Exchange
Current Firm
TRADEMAS INC.
CRD#: 130030 / SEC#: , 8-66292
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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