Karla K. Losey
Professional Summary
Karla K. Losey, who also goes by Karla K Shelor Ms, is a registered financial advisor currently at JOHNSON WEALTH INC. located in Madison, Wisconsin. Karla is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Karla has worked at 3 firms and has passed the Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Karla K. Losey, Karla K Shelor Ms
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
J. W. COLE ADVISORS, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
J. W. COLE ADVISORS, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
J. W. COLE ADVISORS, INC.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
J. W. COLE ADVISORS, INC.
Years of Experience
23 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
J. W. COLE ADVISORS, INC.
Current Firm
CLEARY GULL ADVISORS INC. | MBO CLEARY ADVISORS INC. | JOHNSON WEALTH INC. | JOHNSON FINANCIAL GROUP INC.
Contact Information
Main Address
555 East Wells Street Suite 1900, Milwaukee, WI 53202Phone Number
(414) 291-4500# of Employees
142SEC notice filing (45 States and Territories)
Registered to provide investment advisory services in 45 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
6,701AUM (Assets Under Management)
$10,348,426,272Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2025 | Cover Page | Report |
| 01/27/2025 | Cover Page | Report |
| 10/25/2023 | Cover Page | Report |
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
J. W. COLE ADVISORS, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
J. W. COLE ADVISORS, INC.
Primary Firm SEC Registration
CLEARY GULL ADVISORS INC. | MBO CLEARY ADVISORS INC. | JOHNSON WEALTH INC. | JOHNSON FINANCIAL GROUP INC.
State Registrations and Notice Filings
(10/1/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2003About the Series 6 examSimilar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
J. W. COLE ADVISORS, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Karla K. Losey's CRS (Customer Relationship Summary).
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
J. W. COLE ADVISORS, INC.