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GA

Georges B. Archibald

GLOBACAP PRIVATE MARKETS
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 4674411
GA
Georges B ArchibaldGLOBACAP PRIVATE MARKETS

Professional summary

Georges B Archibald is a registered financial professional currently at GLOBACAP PRIVATE MARKETS INC. located in New York, New York.

Georges is registered as a RR (Registered Representative) and started their career in finance in 2003. Georges has worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 4 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Georges B Archibald's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 17, 2026 - Present

GLOBACAP PRIVATE MARKETS INC.

Office #1: 150 East 52nd Street Suite 6000, New York, NY 10022
BD
CRD#: 328777
NEW YORK, NY
Past

January 12, 2010 - October 6, 2010

ALLIANCEBERNSTEIN L.P.

RIA
CRD#: 108477
NEW YORK, NY
Past

October 5, 2009 - October 6, 2010

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
NEW YORK, NY
Past

June 6, 2005 - May 13, 2009

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

August 5, 2003 - May 9, 2005

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/11/2010
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/20/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/4/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/26/2007
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/4/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GP
GLOBACAP PRIVATE MARKETS INC.
CBOE PRIVATE MARKETS | GLOBACAP PRIVATE MARKETS INC.

CRD#: 328777 / SEC#: , 8-71181

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
12 E 49th St. 11th Floor, New York, NY 10017
Mailing Address
12 E 49th St. 11th Floor, New York, NY 10017
Phone number
(646) 479-6743
Established
Delaware since 06/13/2023
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (39 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GLOBACAP INC.OWNER
BEATON, DANIEL STEWARTFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER4240769
GRIFFITH, ANN MARGARETCHIEF COMPLIANCE OFFICER2936554
PEDVIS, ANDREWCEO7173906

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GLOBACAP PRIVATE MARKETS INC.

CRD#: 328777New York, NY 10022

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