Darcy L. Heppner
Professional summary
Darcy Leigh Heppner, who also goes by Darcy Leigh Brownfield, Darcy Leigh Ditch, is a registered financial professional currently at NATIONWIDE FUND DISTRIBUTORS LLC located in Columbus, Ohio.
Darcy is registered as a RR (Registered Representative) and started their career in finance in 2004. Darcy has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Darcy Leigh Heppner's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2016 - Present
NATIONWIDE FUND DISTRIBUTORS LLC
Office #1: One Nationwide Plaza 1-18-102, Columbus, OH 43215March 10, 2016 - August 2, 2024
NATIONWIDE INVESTMENT ADVISORS, LLC
February 5, 2015 - June 21, 2016
NATIONWIDE INVESTMENT SERVICES CORPORATION
October 29, 2010 - March 21, 2016
NATIONWIDE SECURITIES, LLC
October 13, 2010 - February 6, 2015
NATIONWIDE SECURITIES, LLC
December 12, 2006 - September 13, 2010
NATIONWIDE INVESTMENT SERVICES CORPORATION
December 5, 2006 - September 13, 2010
NATIONWIDE INVESTMENT ADVISORS, LLC
February 27, 2006 - December 14, 2006
1717 CAPITAL MANAGEMENT COMPANY
December 19, 2005 - December 5, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
December 5, 2005 - February 27, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
February 4, 2005 - November 28, 2005
MEEDER DISTRIBUTION SERVICES, INC.
August 4, 2004 - December 2, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/13/2016)
(6/13/2016)
Exams
FINRA
Current Firm
NATIONWIDE FUND DISTRIBUTORS LLC
CRD#: 25910 / SEC#: , 8-42135
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS INC. | OWNER | |
| ANIANO, JOSEPH NICHOLAS | SENIOR VICE PRESIDENT, INVESTMENT MANAGEMENT GROUP | 4303290 |
| BUTSON, HOLLY ANN | CHIEF COMPLIANCE OFFICER | 724115 |
| CUMMINGS, LELAND THOMAS | CHAIRMAN, DIRECTOR & PRESIDENT | 2523271 |
| GINNAN, STEVEN A. | MANAGER | 6984613 |
| HAWLEY, CRAIG ALAN | MANAGER | 4499105 |
| RIMES, STEPHEN RANDOLPH | VP, ASSOCIATE GENERAL COUNSEL AND ASSISTANT SECRETARY | 4138948 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
