DP
David M Polly
KEY INVESTMENT SERVICES
BRIGHTON, MI
·CRD# 4674237·12 years experienceProfessional Summary
David M Polly is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Brighton, Michigan. David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. David has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 11, Series 53 and Series 24 exams.
At a Glance
Advisory Accounts Only
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
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There are no additional aliases reported.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
KEY INVESTMENT SERVICES LLC·CRD# 136300
1. 8199 Challis Road, Brighton, MI 481162. 330 W 14 Mile Rd, Clawson, MI 480173. 2299 Highland Dr., Salt Lake City, UT 841064. 5775 Frantz Rd., Dublin, OH 430175. 1200 12th Street, Bellingham, WA 982256. 480 Sheridan Rd., Noblesville, IN 460607. 205 E. National Rd., Vandalia, OH 453778. 10439 Gravelly Lake Dr. Sw, Lakewood, WA 984999. 702 W. Idaho St., Boise, ID 8370210. 4627 S. Miami Rd., South Bend, IN 4661411. 10888 Se Main St., Milwaukie, OR 9722212. 128 Sw Third Avenue, Albany, OR 9732113. 525 West Cleveland Road, Mishawaka, IN 4654514. 5101 South State St., Murray, UT 8410715. 16401 Redmond Way, Redmond, WA 9805216. 19735 10th Avenue Ne Ste 200, Poulsbo, WA 9837017. 211 South Main St., Colville, WA 9911418. 410 W Railroad Avenue, Shelton, WA 9858419. 8157 Fairview Avenue, Boise, ID 8370420. 501 Broadway, Idaho Falls, ID 8340221. 505 W Meeker Street, Kent, WA 9803222. 15805 Sw 116th Avenue, King City, OR 9722423. 3611 Martin Way E., Olympia, WA 9850624. 726 Se Morrison St., Portland, OR 9721425. 1000 Meridian E, Milton, WA 9835426. 27205 Se 172nd St., Covington, WA 9804227. 4735 Sw Hall Blvd., Beaverton, OR 9700528. 2633 N.pearl Street, Tacoma, WA 9840729. 1380 Coburg Rd., Eugene, OR 9740130. 16202 Bothell-everett Hwy., Mill Creek, WA 9801231. 101 West Benson Blvd., Anchorage, AK 9950332. 102 E. Yakima Avenue, Yakima, WA 9890133. 175 Harrisville Rd., Ogden, UT 8440434. 350 S. First Avenue, Hillsboro, OR 9712335. 16210 Sw Bryant Rd., Lake Oswego, OR 9703536. 711 Haggen Drive, Burlington, WA 9823337. 90 Se Pioneer Way, Oak Harbor, WA 9827738. 5306 Pacific Highway East, Fife, WA 9842439. 1633 E. 1st Street, Port Angeles, WA 9836240. 19649 Highway 410 E, Bonney Lake, WA 9839141. 4025 S. Wasatch Blvd., Salt Lake City, UT 8412442. 1625 Mohawk Blvd., Springfield, OR 9747743. 275 Andover Park W., Seattle, WA 9818844. 2491 Washington Blvd., Ogden, UT 8440145. 714 Main St., Vancouver, WA 9866046. 390 W Burnside St., Gresham, OR 9703047. 201 N. Main St., Tooele, UT 8407448. 562 S. Main St., Bountiful, UT 8401049. 6717 W Canal Dr., Kennewick, WA 9933650. 416 State St., Salem, OR 9730151. 4700 Brooklyn Avenue Ne, Suite B, Seattle, WA 9810552. 1536 Nw Market St., Seattle, WA 9810753. 18650 Sw Boones Ferry Rd., Suite #1, Tualatin, OR 9706254. 1515 N Whitley Dr., Fruitland, ID 8361955. 17818 1st Avenue S., Seattle, WA 9814856. 910 Yellowstone Avenue, Pocatello, ID 8320157. 8017 Steilacoom Blvd Sw, Lakewood, WA 9849858. 2361 Clover Basin Dr., Longmont, CO 8050359. 4600 Se Woodstock Blvd, Portland, OR 9720660. 2950 W. Belleview Avenue, Littleton, CO 8012361. 3410 E 1st Ave, Denver, CO 8020662. 321 15th Avenue E, Seattle, WA 9811263. 3903 S Meridian, Puyallup, WA 9837364. 8000 East Belleview Avenue, Greenwood Village, CO 8011165. 6416 N E 117th Ave., Vancouver, WA 9866266. 655 Sw 152nd Street, Seattle, WA 9816667. 1815 Portland Rd, Newberg, OR 9713268. 3434 S 152nd St., Tukwila, WA 9818869. 4431 Ne 4th St., Renton, WA 9805970. 9309 Dorchester St., Highlands Ranch, CO 8012971. 5901 W. 44th Avenue, Denver, CO 8021272. 2920 Harrison Ave. Nw, Olympia, WA 9850273. 1420 Colorado Mills Pkwy., Lakewood, CO 8040174. 180 Telegraph Rd., Bellingham, WA 9822675. 1212 Cole St., Enumclaw, WA 9802276. 8303 Martin Way East, Lacey, WA 9851677. 11422 S. District Drive, South Jordan, UT 8409578. 511 River Road, Puyallup, WA 9837179. 102 S. Wenatchee Avenue, Wenatchee, WA 9880180. 95 E Sherman, Lebanon, OR 9735581. 9655 17th Avenue Sw, Seattle, WA 9810682. 9735 Holman Rd Nw, Seattle, WA 9811783. 1920 12th Street, Hood River, OR 9703184. 22115 Meridian St. East, Graham, WA 9833885. 875 E. Parkcenter Blvd., Boise, ID 8370686. 185 S. State St., Orem, UT 8405887. 11700 Mukilteo Speedway, Mukilteo, WA 9827588. 5055 Borgen Blvd. Nw, Gig Harbor, WA 9833289. 20290 E Smoky Hill Rd., Centennial, CO 8001590. 6565 E 73rd Avenue, Commerce City, CO 8002291. 3515 Sw Troy, Portland, OR 9721992. 1600 Commercial Ave, Anacortes, WA 9822193. 15110 Ne 24th St., Redmond, WA 9805294. 2095 Nw 185th Avenue, Hillsboro, OR 9712495. 290 South 1300 East, Salt Lake City, UT 8410296. 125 E 7th St, Loveland, CO 8053797. 310 South 3rd, Harrisburg, OR 9744698. 941 N. Pacific Highway, Woodburn, OR 9707199. 9930 Edmonds Way, Edmonds, WA 98020100. 13933 Se Petrovitsky Road, Renton, WA 98058101. 5001 Chambersburg Rd, Huber Hts., OH 45424102. 733 Bethel Road, Columbus, OH 43214103. 7460 Sawmill Rd, Columbus, OH 43235104. 5390 Cemetery Rd, Hilliard, OH 43026105. 2305 S. Colorado Blvd., Denver, CO 80222106. 1901 N. Wayne St., Angola, IN 46703107. 14040 Ne Woodinville Duvall Rd., Woodinville, WA 98072108. 161 E. Market St., Nappanee, IN 46550109. 3944 Powell Rd, Powell, OH 43065110. 100 W. Michigan, Saline, MI 48176111. 2345 Stringtown Rd, Grove City, OH 43123112. 2898 Se 67th Ave, Hillsboro, OR 97123113. 6820 Perimeter Loop Road, Dublin, OH 43017114. 18 W Franklin St., Bellbrook, OH 45403115. 690 N Main St., Springboro, OH 45066116. 119 East Center Street, Warsaw, IN 46580117. 100 S. Peru St., Cicero, IN 46034118. 5457 Scatterfield Road, Anderson, IN 46013119. 2225 Washtenaw Ave., Ypsilanti, MI 48197120. 757 North Green St., Brownsburg, IN 46112121. 6525 Orchard Lake Rd, West Bloomfield, MI 48322122. 4401 Far Hills Ave, Kettering, OH 45429123. 501 E Carmel Drive, Carmel, IN 46032124. 5633 N. High St., Worthington, OH 43085125. 3513 West Chinden Blvd, Meridian, ID 83646126. 23555 Ne Novelty Hill Road, Redmond, WA 98053127. 9900 W Belleview Ave, Littleton, CO 80123128. 100 E Drake, Fort Collins, CO 80525129. 19830 S.e Highway 212, Damascus, OR 97089130. 221 N Main St., Goshen, IN 46526131. 1902 110th St Se, Everett, WA 98208132. 1221 N. State Street, Bellingham, WA 98225133. 5300 North Hamilton Rd., Columbus, OH 43230134. 3294 Kemp Rd, Beavercreek, OH 45431135. 7450 E. 116th St., Fishers, IN 46038136. 9250 E Arapahoe Road, Greenwood Village, CO 80112137. 1918 Sw Campus Dr, Federal Way, WA 98023138. One South Fountain Ave, Springfield, OH 45501139. 2652 Erie Ave, Cincinnati, OH 45208140. 7425 W Alameda, Lakewood, CO 80226141. 520 Polaris Parkway, Westerville, OH 43082142. 1325 Avenue D, Snohomish, WA 98290143. 300 W Oak St, Ft Collins, CO 80521144. 7940 South Broadway, Littleton, CO 80122145. 5300 Willis Rd, Ypsilanti, MI 48197146. 120 N Detroit St., Xenia, OH 45385147. Medina, OH148. 3120 Tremont Rd, Columbus, OH 43221149. 27 Spectrum Loop, Colorado Springs, CO 80921150. 37124 Six Mile Rd, Livonia, MI 48152151. 881 Highway Rt 28, Milford, OH 45150152. 4000 Town Center Suite 1260, Southfield, MI 48075153. 11433 South State St., Draper, UT 84020154. 1610 West Oak St., Zionsville, IN 46077155. 5001 Olympic Dr, Gig Harbor, WA 98335156. 1055 Bellevue Way Ne, Bellevue , WA 98004157. 19161 Se Mill Plain Boulevard, Vancouver, WA 98683158. 4001 Bridgeport Way W, University Place, WA 98466159. 719 228th Ave Ne, Sammamish, WA 98074160. 7830 Ne Bothell Way, Kenmore, WA 98028161. 2689 Se Burnside Rd, Gresham, OR 97080162. 2776 North Speer Boulevard, Denver, CO 80211163. 8625 S Highland Drive, Sandy , UT 84093164. 1750 Northwood Plaza Dr., Franklin, IN 46131165. 4701 California Ave Sw, Seattle, WA 98116166. 12604 Totem Lake Blvd, Kirkland, WA 98034167. 9192 E Us Highway 36, Avon, IN 46123168. 21105 Bothell Everett Highway, Bothell, WA 98021169. 805 Nw Murray Road, Portland, OR 97229170. 53 Sw Sunset Boulevard, Renton, WA 98055171. 4545 Commercial St Se, Salem, OR 97302172. 4920 Overland Avenue, Boise, ID 83705173. 120 N Dunlap Ave, Sequim, WA 98382174. 1478 Chelsea-manchester Rd, Chelsea, MI 48118175. 15117 Meridian E, Puyallup, WA 98373176. 8800 Glacier Highway, Juneau, AK 99801177. 3621 West Fork Rd, Cincinnati, OH 45247178. 4741 Tylersville Road, West Chester, OH 45069179. 7447 S Us 31, Indianapolis, IN 46227180. 3848 South State Street, Ann Arbor, MI 48108181. 816 S Huntington, Syracuse, IN 46567182. 1301 5th Avenue, Seattle, WA 98101183. 14888 Se Mcloughlin Blvd, Oak Grove, OR 97268184. 1020 Caldwell Blvd, Nampa, ID 83652185. 8601 Beechmont Ave, Cincinnati, OH 45255186. 2950 Miamisburg Centerville Rd, Dayton, OH 45459187. 1442 E Michigan Ave, Ypsilanti, MI 48198188. 8609 Owenfield Dr., Powell, OH 43065189. 1990 E Dublin Granville Rd, Columbus, OH 43229190. 3565 Harrison Blvd, Ogden, UT 84403191. 101 Center Street W, Eatonville, WA 98328192. 1750 Hudson Street, Longview, WA 98632193. 1217 Crater Lake Ave, Medford, OR 97504194. 4269 Fulton Rd, Cleveland, OH 44144195. 2598 E Barnett Rd, Medford, OR 97504196. 487 Main St, East Sound, WA 98245197. 5400 Capitol Blvd Se, Tumwater, WA 98501198. 3055 East Overland Rd, Meridian , ID 83642199. 9338 Silverdale Way Nw, Silverdale, WA 98383200. 1260 S Buckley, Aurora, CO 80017201. 1675 Broadway, Denver, CO 80202202. 1329 Fourth Avenue, Seattle, WA 98101203. 975 Oak St, Eugene, OR 97401204. 230 N Telegraph, Dearborn, MI 48128205. 4105 E Madison Street, Seattle, WA 98112206. 1065 North Highway 89, North Salt Lake, UT 84054207. 10951 S Parker Road, Parker, CO 80134208. 8031 Summerfield Rd, Lambertville, MI 48144209. 12550 Se 82nd Ave, Clackamas, OR 97015210. 999 N Hillfield Rd, Layton, UT 84041211. 10502 E Arizona Place, Aurora, CO 80012212. 541 Big Thompson Ave Unit #101, Estes Park, CO 80517213. 2701 N Michigan St., Plymouth, IN 46563214. 11355 Princeton Rd, Springdale, OH 45246215. 9041 Seward Highway, Anchorage, AK 99515216. 2855 E Main St, Columbus, OH 43209217. 6726 Evergreen Way, Everett, WA 98203218. 2310 Nw Everett St, Portland, OR 97210219. 7198 Federal Boulevard, Westminster, CO 80030220. 9861 Montgomery Rd, Cincinnati, OH 45242221. 22033 Marine View Dr S, Des Moines, WA 98198222. 280 N Main St, Logan, UT 84321223. 1205 Ne 102nd Ave, Portland, OR 97220224. 2801 Cassopolis, Elkhart, IN 46514225. 4996 Library Road, Bethel Park, PA 15102226. 2731 77th Ave Se, Mercer Island, WA 98040227. 1199 10th Ave, Sweet Home, OR 97386228. 7878 W 80th Pl, Arvada, CO 80005229. 1100 Yelm Ave E, Yelm, WA 98597230. 535 N Olympic Ave, Arlington, WA 98223231. 9255 Rainier Ave S, Seattle, WA 98118232. 353 Ne Northgate Way, Seattle, WA 98125233. 207 North University Ave, Provo, UT 84603234. 23731 Ne State Route 3, Belfair, WA 98528235. 2207 W Stadium Blvd, Ann Arbor, MI 48103236. 1301 Bay St , Port Orchard, WA 98366237. 138 W Hively Ave, Elkhart, IN 46517238. 1555 Snow Creek Dr, Park City, UT 84068239. 1650 E Fairview Ave, Meridian , ID 83642240. 409 South Mccaslin Blvd, Louisville, CO 80027241. 3501 S 19th St, Tacoma, WA 98405242. 95 Second St S, Friday Harbor, WA 98250243. 3839 Ne Broadway, Portland, OR 97232244. 88 Lamar St Ste 100, Broomfield, CO 80020245. 3636 Factoria Blvd Se, Bellevue, WA 98006246. 11221 Reed Hartman Hwy, Cincinnati, OH 45241247. 6620 Sw Beaverton-hillsdale Highway, Portland, OR 97225248. 18 W Main St, Amelia, OH 45102249. 2829 W 11th St, Eugene, OR 97402250. 405 Nw Gilman Blvd, Issaquah, WA 98027251. 1211 Sw Fifth Avenue, Portland, OR 97204252. 10600 Harrison Ave, Harrison, OH 45030253. 12101 E Dartmouth Avenue, Aurora, CO 80014254. 10470 Park Meadows Dr, Lone Tree, CO 80124255. 8402 Pacific Ave, Tacoma, WA 98444256. 10655 Ne 4th Street, Bellevue, WA 98004257. 3821 S Main St, Elkhart, IN 46517258. 32500 Main St, Black Diamond, WA 98010259. 212 East College Way, Mt Vernon, WA 98273260. 2401 34th W, Seattle, WA 98199261. 1301 Wintergreen Lane Ne, Bainbridge Island, WA 98110262. 2105 Queen Anne Ave N, Seattle, WA 98109263. 688 N Lexington-springmill Rd, Mansfield, OH 44906264. 17455 Sw Farmington Rd., Aloha, OR 97078265. 1151 E Hoffer Street, Kokomo, IN 46902266. 750 Lancaster Dr. Ne, Salem, OR 97301267. 76 S Main Street, Martinsville, IN 46151268. 633 State Route 9 Ne, Lake Stevens, WA 98258269. 23 West Kennewick Ave., Kennewick, WA 99336270. 2807 South 5600 West, Salt Lake City, UT 84120271. 19820 44th Avenue W, Lynnwood, WA 98036272. 291 South 2nd, Morton, WA 98356273. 6643 Western Row Road, Mason, OH 45040274. 3777 Tamiami Trail North Suite 100, Naples, FL 34103275. 1305 East 86th St., Indianapolis, IN 46240276. 13279 Harrell Pkwy, Noblesville, IN 46060277. 4000 Linden Ave., Dayton, OH 45432278. 14412 Orchard Parkway, Westminster, CO 80023279. 1933 28th St, Suite 100, Boulder, CO 80302280. 51 West Shrock Road, Westerville, OH 43081281. 5201 South 1900 West, Roy, UT 84067282. 1400 S. Molalla Avenue, Oregon City, OR 97045283. 1001 Ashland Road, Mansfield, OH 44905284. 6220 E. Lake Sammamish Pkwy Se, Issaquah, WA 98029285. 17500 Aurora Avenue N, Seattle, WA 98133286. 1435 W 9000 South, West Jordan, UT 84088287. 1980 River Rd., Eugene, OR 97404288. 17311 Smokey Point Dr, Arlington, WA 98223RIA
BD
KEY INVESTMENT SERVICES LLC·CRD# 136300
1. 8199 Challis Road, Brighton, MI 481162. 330 W 14 Mile Rd, Clawson, MI 480173. 2299 Highland Dr., Salt Lake City, UT 841064. 5775 Frantz Rd., Dublin, OH 430175. 1200 12th Street, Bellingham, WA 982256. 480 Sheridan Rd., Noblesville, IN 460607. 205 E. National Rd., Vandalia, OH 453778. 10439 Gravelly Lake Dr. Sw, Lakewood, WA 984999. 702 W. Idaho St., Boise, ID 8370210. 4627 S. Miami Rd., South Bend, IN 4661411. 10888 Se Main St., Milwaukie, OR 9722212. 128 Sw Third Avenue, Albany, OR 9732113. 525 West Cleveland Road, Mishawaka, IN 4654514. 5101 South State St., Murray, UT 8410715. 16401 Redmond Way, Redmond, WA 9805216. 19735 10th Avenue Ne Ste 200, Poulsbo, WA 9837017. 211 South Main St., Colville, WA 9911418. 410 W Railroad Avenue, Shelton, WA 9858419. 8157 Fairview Avenue, Boise, ID 8370420. 501 Broadway, Idaho Falls, ID 8340221. 505 W Meeker Street, Kent, WA 9803222. 15805 Sw 116th Avenue, King City, OR 9722423. 3611 Martin Way E., Olympia, WA 9850624. 726 Se Morrison St., Portland, OR 9721425. 1000 Meridian E, Milton, WA 9835426. 27205 Se 172nd St., Covington, WA 9804227. 4735 Sw Hall Blvd., Beaverton, OR 9700528. 2633 N.pearl Street, Tacoma, WA 9840729. 1380 Coburg Rd., Eugene, OR 9740130. 16202 Bothell-everett Hwy., Mill Creek, WA 9801231. 101 West Benson Blvd., Anchorage, AK 9950332. 102 E. Yakima Avenue, Yakima, WA 9890133. 175 Harrisville Rd., Ogden, UT 8440434. 350 S. First Avenue, Hillsboro, OR 9712335. 16210 Sw Bryant Rd., Lake Oswego, OR 9703536. 711 Haggen Drive, Burlington, WA 9823337. 90 Se Pioneer Way, Oak Harbor, WA 9827738. 5306 Pacific Highway East, Fife, WA 9842439. 1633 E. 1st Street, Port Angeles, WA 9836240. 19649 Highway 410 E, Bonney Lake, WA 9839141. 4025 S. Wasatch Blvd., Salt Lake City, UT 8412442. 1625 Mohawk Blvd., Springfield, OR 9747743. 275 Andover Park W., Seattle, WA 9818844. 2491 Washington Blvd., Ogden, UT 8440145. 714 Main St., Vancouver, WA 9866046. 390 W Burnside St., Gresham, OR 9703047. 201 N. Main St., Tooele, UT 8407448. 562 S. Main St., Bountiful, UT 8401049. 6717 W Canal Dr., Kennewick, WA 9933650. 416 State St., Salem, OR 9730151. 4700 Brooklyn Avenue Ne, Suite B, Seattle, WA 9810552. 1536 Nw Market St., Seattle, WA 9810753. 18650 Sw Boones Ferry Rd., Suite #1, Tualatin, OR 9706254. 1515 N Whitley Dr., Fruitland, ID 8361955. 17818 1st Avenue S., Seattle, WA 9814856. 910 Yellowstone Avenue, Pocatello, ID 8320157. 8017 Steilacoom Blvd Sw, Lakewood, WA 9849858. 2361 Clover Basin Dr., Longmont, CO 8050359. 4600 Se Woodstock Blvd, Portland, OR 9720660. 2950 W. Belleview Avenue, Littleton, CO 8012361. 3410 E 1st Ave, Denver, CO 8020662. 321 15th Avenue E, Seattle, WA 9811263. 3903 S Meridian, Puyallup, WA 9837364. 8000 East Belleview Avenue, Greenwood Village, CO 8011165. 6416 N E 117th Ave., Vancouver, WA 9866266. 655 Sw 152nd Street, Seattle, WA 9816667. 1815 Portland Rd, Newberg, OR 9713268. 3434 S 152nd St., Tukwila, WA 9818869. 4431 Ne 4th St., Renton, WA 9805970. 9309 Dorchester St., Highlands Ranch, CO 8012971. 5901 W. 44th Avenue, Denver, CO 8021272. 2920 Harrison Ave. Nw, Olympia, WA 9850273. 1420 Colorado Mills Pkwy., Lakewood, CO 8040174. 180 Telegraph Rd., Bellingham, WA 9822675. 1212 Cole St., Enumclaw, WA 9802276. 8303 Martin Way East, Lacey, WA 9851677. 11422 S. District Drive, South Jordan, UT 8409578. 511 River Road, Puyallup, WA 9837179. 102 S. Wenatchee Avenue, Wenatchee, WA 9880180. 95 E Sherman, Lebanon, OR 9735581. 9655 17th Avenue Sw, Seattle, WA 9810682. 9735 Holman Rd Nw, Seattle, WA 9811783. 1920 12th Street, Hood River, OR 9703184. 22115 Meridian St. East, Graham, WA 9833885. 875 E. Parkcenter Blvd., Boise, ID 8370686. 185 S. State St., Orem, UT 8405887. 11700 Mukilteo Speedway, Mukilteo, WA 9827588. 5055 Borgen Blvd. Nw, Gig Harbor, WA 9833289. 20290 E Smoky Hill Rd., Centennial, CO 8001590. 6565 E 73rd Avenue, Commerce City, CO 8002291. 3515 Sw Troy, Portland, OR 9721992. 1600 Commercial Ave, Anacortes, WA 9822193. 15110 Ne 24th St., Redmond, WA 9805294. 2095 Nw 185th Avenue, Hillsboro, OR 9712495. 290 South 1300 East, Salt Lake City, UT 8410296. 125 E 7th St, Loveland, CO 8053797. 310 South 3rd, Harrisburg, OR 9744698. 941 N. Pacific Highway, Woodburn, OR 9707199. 9930 Edmonds Way, Edmonds, WA 98020100. 13933 Se Petrovitsky Road, Renton, WA 98058101. 5001 Chambersburg Rd, Huber Hts., OH 45424102. 733 Bethel Road, Columbus, OH 43214103. 7460 Sawmill Rd, Columbus, OH 43235104. 5390 Cemetery Rd, Hilliard, OH 43026105. 2305 S. Colorado Blvd., Denver, CO 80222106. 1901 N. Wayne St., Angola, IN 46703107. 14040 Ne Woodinville Duvall Rd., Woodinville, WA 98072108. 161 E. Market St., Nappanee, IN 46550109. 3944 Powell Rd, Powell, OH 43065110. 100 W. Michigan, Saline, MI 48176111. 2345 Stringtown Rd, Grove City, OH 43123112. 2898 Se 67th Ave, Hillsboro, OR 97123113. 6820 Perimeter Loop Road, Dublin, OH 43017114. 18 W Franklin St., Bellbrook, OH 45403115. 690 N Main St., Springboro, OH 45066116. 119 East Center Street, Warsaw, IN 46580117. 100 S. Peru St., Cicero, IN 46034118. 5457 Scatterfield Road, Anderson, IN 46013119. 2225 Washtenaw Ave., Ypsilanti, MI 48197120. 757 North Green St., Brownsburg, IN 46112121. 6525 Orchard Lake Rd, West Bloomfield, MI 48322122. 4401 Far Hills Ave, Kettering, OH 45429123. 501 E Carmel Drive, Carmel, IN 46032124. 5633 N. High St., Worthington, OH 43085125. 3513 West Chinden Blvd, Meridian, ID 83646126. 23555 Ne Novelty Hill Road, Redmond, WA 98053127. 9900 W Belleview Ave, Littleton, CO 80123128. 100 E Drake, Fort Collins, CO 80525129. 19830 S.e Highway 212, Damascus, OR 97089130. 221 N Main St., Goshen, IN 46526131. 1902 110th St Se, Everett, WA 98208132. 1221 N. State Street, Bellingham, WA 98225133. 5300 North Hamilton Rd., Columbus, OH 43230134. 3294 Kemp Rd, Beavercreek, OH 45431135. 7450 E. 116th St., Fishers, IN 46038136. 9250 E Arapahoe Road, Greenwood Village, CO 80112137. 1918 Sw Campus Dr, Federal Way, WA 98023138. One South Fountain Ave, Springfield, OH 45501139. 2652 Erie Ave, Cincinnati, OH 45208140. 7425 W Alameda, Lakewood, CO 80226141. 520 Polaris Parkway, Westerville, OH 43082142. 1325 Avenue D, Snohomish, WA 98290143. 300 W Oak St, Ft Collins, CO 80521144. 7940 South Broadway, Littleton, CO 80122145. 5300 Willis Rd, Ypsilanti, MI 48197146. 120 N Detroit St., Xenia, OH 45385147. 3120 Tremont Rd, Columbus, OH 43221148. 27 Spectrum Loop, Colorado Springs, CO 80921149. 37124 Six Mile Rd, Livonia, MI 48152150. 881 Highway Rt 28, Milford, OH 45150151. 4000 Town Center Suite 1260, Southfield, MI 48075152. 11433 South State St., Draper, UT 84020153. 1610 West Oak St., Zionsville, IN 46077154. 5001 Olympic Dr, Gig Harbor, WA 98335155. 1055 Bellevue Way Ne, Bellevue , WA 98004156. 19161 Se Mill Plain Boulevard, Vancouver, WA 98683157. 4001 Bridgeport Way W, University Place, WA 98466158. 719 228th Ave Ne, Sammamish, WA 98074159. 7830 Ne Bothell Way, Kenmore, WA 98028160. 2689 Se Burnside Rd, Gresham, OR 97080161. 2776 North Speer Boulevard, Denver, CO 80211162. 8625 S Highland Drive, Sandy , UT 84093163. 1750 Northwood Plaza Dr., Franklin, IN 46131164. 4701 California Ave Sw, Seattle, WA 98116165. 12604 Totem Lake Blvd, Kirkland, WA 98034166. 9192 E Us Highway 36, Avon, IN 46123167. 21105 Bothell Everett Highway, Bothell, WA 98021168. 805 Nw Murray Road, Portland, OR 97229169. 53 Sw Sunset Boulevard, Renton, WA 98055170. 4545 Commercial St Se, Salem, OR 97302171. 4920 Overland Avenue, Boise, ID 83705172. 120 N Dunlap Ave, Sequim, WA 98382173. 1478 Chelsea-manchester Rd, Chelsea, MI 48118174. 15117 Meridian E, Puyallup, WA 98373175. 8800 Glacier Highway, Juneau, AK 99801176. 3621 West Fork Rd, Cincinnati, OH 45247177. 4741 Tylersville Road, West Chester, OH 45069178. 7447 S Us 31, Indianapolis, IN 46227179. 3848 South State Street, Ann Arbor, MI 48108180. 816 S Huntington, Syracuse, IN 46567181. 1301 5th Avenue, Seattle, WA 98101182. 14888 Se Mcloughlin Blvd, Oak Grove, OR 97268183. 1020 Caldwell Blvd, Nampa, ID 83652184. 8601 Beechmont Ave, Cincinnati, OH 45255185. 2950 Miamisburg Centerville Rd, Dayton, OH 45459186. 1442 E Michigan Ave, Ypsilanti, MI 48198187. 8609 Owenfield Dr., Powell, OH 43065188. 1990 E Dublin Granville Rd, Columbus, OH 43229189. 3565 Harrison Blvd, Ogden, UT 84403190. 101 Center Street W, Eatonville, WA 98328191. 1750 Hudson Street, Longview, WA 98632192. 1217 Crater Lake Ave, Medford, OR 97504193. 4269 Fulton Rd, Cleveland, OH 44144194. 2598 E Barnett Rd, Medford, OR 97504195. 487 Main St, East Sound, WA 98245196. 5400 Capitol Blvd Se, Tumwater, WA 98501197. 3055 East Overland Rd, Meridian , ID 83642198. 9338 Silverdale Way Nw, Silverdale, WA 98383199. 1260 S Buckley, Aurora, CO 80017200. 1675 Broadway, Denver, CO 80202201. 1329 Fourth Avenue, Seattle, WA 98101202. 975 Oak St, Eugene, OR 97401203. 230 N Telegraph, Dearborn, MI 48128204. 4105 E Madison Street, Seattle, WA 98112205. 1065 North Highway 89, North Salt Lake, UT 84054206. 10951 S Parker Road, Parker, CO 80134207. 8031 Summerfield Rd, Lambertville, MI 48144208. 12550 Se 82nd Ave, Clackamas, OR 97015209. 999 N Hillfield Rd, Layton, UT 84041210. 10502 E Arizona Place, Aurora, CO 80012211. 541 Big Thompson Ave Unit #101, Estes Park, CO 80517212. 2701 N Michigan St., Plymouth, IN 46563213. 11355 Princeton Rd, Springdale, OH 45246214. 9041 Seward Highway, Anchorage, AK 99515215. 2855 E Main St, Columbus, OH 43209216. 6726 Evergreen Way, Everett, WA 98203217. 2310 Nw Everett St, Portland, OR 97210218. 7198 Federal Boulevard, Westminster, CO 80030219. 9861 Montgomery Rd, Cincinnati, OH 45242220. 22033 Marine View Dr S, Des Moines, WA 98198221. 280 N Main St, Logan, UT 84321222. 1205 Ne 102nd Ave, Portland, OR 97220223. 2801 Cassopolis, Elkhart, IN 46514224. 4996 Library Road, Bethel Park, PA 15102225. 2731 77th Ave Se, Mercer Island, WA 98040226. 1199 10th Ave, Sweet Home, OR 97386227. 7878 W 80th Pl, Arvada, CO 80005228. 1100 Yelm Ave E, Yelm, WA 98597229. 535 N Olympic Ave, Arlington, WA 98223230. 9255 Rainier Ave S, Seattle, WA 98118231. 353 Ne Northgate Way, Seattle, WA 98125232. 207 North University Ave, Provo, UT 84603233. 23731 Ne State Route 3, Belfair, WA 98528234. 2207 W Stadium Blvd, Ann Arbor, MI 48103235. 1301 Bay St , Port Orchard, WA 98366236. 138 W Hively Ave, Elkhart, IN 46517237. 1555 Snow Creek Dr, Park City, UT 84068238. 1650 E Fairview Ave, Meridian , ID 83642239. 409 South Mccaslin Blvd, Louisville, CO 80027240. 3501 S 19th St, Tacoma, WA 98405241. 95 Second St S, Friday Harbor, WA 98250242. 3839 Ne Broadway, Portland, OR 97232243. 88 Lamar St Ste 100, Broomfield, CO 80020244. 3636 Factoria Blvd Se, Bellevue, WA 98006245. 11221 Reed Hartman Hwy, Cincinnati, OH 45241246. 6620 Sw Beaverton-hillsdale Highway, Portland, OR 97225247. 18 W Main St, Amelia, OH 45102248. 2829 W 11th St, Eugene, OR 97402249. 405 Nw Gilman Blvd, Issaquah, WA 98027250. 1211 Sw Fifth Avenue, Portland, OR 97204251. 10600 Harrison Ave, Harrison, OH 45030252. 12101 E Dartmouth Avenue, Aurora, CO 80014253. 10470 Park Meadows Dr, Lone Tree, CO 80124254. 8402 Pacific Ave, Tacoma, WA 98444255. 10655 Ne 4th Street, Bellevue, WA 98004256. 3821 S Main St, Elkhart, IN 46517257. 32500 Main St, Black Diamond, WA 98010258. 212 East College Way, Mt Vernon, WA 98273259. 2401 34th W, Seattle, WA 98199260. 1301 Wintergreen Lane Ne, Bainbridge Island, WA 98110261. 2105 Queen Anne Ave N, Seattle, WA 98109262. 688 N Lexington-springmill Rd, Mansfield, OH 44906263. 17455 Sw Farmington Rd., Aloha, OR 97078264. 1151 E Hoffer Street, Kokomo, IN 46902265. 750 Lancaster Dr. Ne, Salem, OR 97301266. 76 S Main Street, Martinsville, IN 46151267. 633 State Route 9 Ne, Lake Stevens, WA 98258268. 23 West Kennewick Ave., Kennewick, WA 99336269. 2807 South 5600 West, Salt Lake City, UT 84120270. 19820 44th Avenue W, Lynnwood, WA 98036271. 291 South 2nd, Morton, WA 98356272. 6643 Western Row Road, Mason, OH 45040273. 3777 Tamiami Trail North Suite 100, Naples, FL 34103274. 1305 East 86th St., Indianapolis, IN 46240275. 13279 Harrell Pkwy, Noblesville, IN 46060276. 4000 Linden Ave., Dayton, OH 45432277. 14412 Orchard Parkway, Westminster, CO 80023278. 1933 28th St, Suite 100, Boulder, CO 80302279. 51 West Shrock Road, Westerville, OH 43081280. 5201 South 1900 West, Roy, UT 84067281. 1400 S. Molalla Avenue, Oregon City, OR 97045282. 1001 Ashland Road, Mansfield, OH 44905283. 6220 E. Lake Sammamish Pkwy Se, Issaquah, WA 98029284. 17500 Aurora Avenue N, Seattle, WA 98133285. 1435 W 9000 South, West Jordan, UT 84088286. 1980 River Rd., Eugene, OR 97404287. 17311 Smokey Point Dr, Arlington, WA 98223RIA
BD
EQUITABLE ADVISORS, LLC·CRD# 6627
Syracuse, NYBD
ADIRONDACK TRADING GROUP LLC·CRD# 103910
New Woodstock, NYBD
RIDGEWAY & CONGER, INC.·CRD# 113055
New Woodstock, NYBD
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Lyndon L Davis
LIGHTSQUARE WEALTH MANAGEMENT, LLC
Current Firm
KI
KEY INVESTMENT SERVICES LLCCRD#: 136300 / SEC#: 801-65060, 8-66999
KEY DOCTOR BANKING AND ADVISORY GROUP | KEY WEALTH | KEY PRIVATE CLIENT | KEY INVESTMENT SERVICES LLC
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Contact Information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144Phone Number
(888) 547-2968Established
Ohio since 06/08/2005Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Large# of Employees
1,325SEC notice filing (44 States and Territories)
Registered to provide investment advisory services in 44 US states and territories.
FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 44 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| FONTANAROSA, ANDREW | CHIEF LEGAL OFFICER | 6704159 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
Regulatory Assets Under Management
Total Number of Accounts
34,920AUM (Assets Under Management)
$8,876,856,848Disclosures
Regulatory Event
4Similar Advisors
Lyndon L Davis
LIGHTSQUARE WEALTH MANAGEMENT, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Lyndon L Davis
LIGHTSQUARE WEALTH MANAGEMENT, LLC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KEY INVESTMENT SERVICES LLCCRD#: 136300 / SEC#: 801-65060, 8-66999
KEY DOCTOR BANKING AND ADVISORY GROUP | KEY WEALTH | KEY PRIVATE CLIENT | KEY INVESTMENT SERVICES LLC
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
RR
RR
Alabama(3/26/2026)
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Alaska(2/10/2021)
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Arizona(3/26/2026)
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Arkansas(3/26/2026)
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California(3/26/2026)
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Colorado(2/10/2021)
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Connecticut(2/10/2021)
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Delaware(3/26/2026)
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District of Columbia(3/26/2026)
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Florida(2/10/2021)
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Georgia(3/26/2026)
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Hawaii(3/26/2026)
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Idaho(2/10/2021)
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Illinois(3/26/2026)
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Indiana(2/10/2021)
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Iowa(3/26/2026)
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Kansas(3/26/2026)
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Kentucky(3/26/2026)
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Louisiana(3/26/2026)
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Maine(2/10/2021)
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Maryland(3/26/2026)
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Massachusetts(2/10/2021)
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Michigan(2/10/2021)
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Minnesota(3/26/2026)
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Mississippi(3/26/2026)
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Missouri(3/26/2026)
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Montana(3/26/2026)
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Nebraska(3/26/2026)
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Nevada(3/26/2026)
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New Hampshire(3/26/2026)
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New Jersey(3/26/2026)
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New Mexico(3/26/2026)
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New York(7/8/2016)
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North Carolina(3/26/2026)
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North Dakota(3/26/2026)
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Ohio(1/6/2021)
IAR
Ohio(1/6/2021)
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Oklahoma(3/26/2026)
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Oregon(2/10/2021)
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Pennsylvania(2/10/2021)
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Rhode Island(3/26/2026)
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South Carolina(3/26/2026)
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South Dakota(3/26/2026)
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Tennessee(3/26/2026)
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Texas(3/26/2026)
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Utah(2/10/2021)
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Vermont(2/10/2021)
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Virginia(3/26/2026)
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Washington(2/10/2021)
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West Virginia(3/26/2026)
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Wisconsin(3/26/2026)
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Wyoming(3/26/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Dec 2020About the Series 52TO examSeries 11 — Assistant Representative-Order Processing Qualification Exam
Passed Dec 2013FINRA
SRO Registrations
SRO Registrations
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Lyndon L Davis
LIGHTSQUARE WEALTH MANAGEMENT, LLC
CRS (Client Relationship Summary) - RIA
Click below to view David M Polly's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David M Polly's CRS (Customer Relationship Summary).
Similar Advisors
Lyndon L Davis
LIGHTSQUARE WEALTH MANAGEMENT, LLC
DP
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