Marcos Figueroa

MFA GLOBAL CONSULTING GROUP LLC

Beverly Hills, CA 90212

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CRD#: 4673815

Professional summary

Marcos Figueroa III, who also goes by Marcos Figueroa, Marcos Figueroa III, is a registered financial advisor currently at MFA GLOBAL CONSULTING GROUP LLC located in Beverly Hills, California.

Marcos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Marcos has worked at 7 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marcos Figueroa | Marcos Figueroa Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am an insurance broker with Crump insurance and I do sell life insurance policies. I spend 20-25 hours per week prospecting and engaging in this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcos Figueroa III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2018 - Present

MFA GLOBAL CONSULTING GROUP LLC

Office #1: 9350 Wilshire Blvd Suite 203, Beverly Hills, CA 90212

RIA

CRD#: 171944

Beverly Hills, CA

Past

July 15, 2014 - December 31, 2018

MFA GLOBAL CONSULTING GROUP LLC

RIA

CRD#: 7556

ALPHARETTA, GA

Past

July 6, 2005 - July 20, 2005

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/29/2019)

IAR

California
(1/9/2019)

IAR

Colorado
(5/29/2020)

IAR

District of Columbia
(1/9/2019)

IAR

Florida
(2/19/2020)

IAR

Nevada
(6/22/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/12/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 8/22/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/5/2005

General Securities Representative Examination

Current Firm

MFA GLOBAL CONSULTING GROUP LLC

FIGUEROA III, MARCOS | MFA GLOBAL CONSULTING GROUP LLC

CRD#: 171944 / SEC#:

Arizona

Registered Investment Advisory firm - (1/29/2019 Approved)

California

Registered Investment Advisory firm - (1/9/2019 Approved)

Colorado

Registered Investment Advisory firm - (5/29/2020 Approved)

District of Columbia

Registered Investment Advisory firm - (1/9/2019 Approved)

Florida

Registered Investment Advisory firm - (2/19/2020 Approved)

Nevada

Registered Investment Advisory firm - (6/22/2018 Approved)

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Contact information

Main Address

9350 Wilshire Blvd Suite 203, Beverly Hills, CA 90212

Mailing Address

Phone number

(310) 579-9503

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	58
AUM (Assets Under Management)	$ 500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marcos Figueroa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcos Figueroa III's CRS (Customer Relationship Summary).

Certified licenses

Experience

MFA GLOBAL CONSULTING GROUP LLC

M&T SECURITIES, INC.

M&T SECURITIES, INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

TRUIST INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/12/2005

Series 31

Date: 8/22/2005

Series 7

Date: 7/5/2005

Current Firm

MFA GLOBAL CONSULTING GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MFA GLOBAL CONSULTING GROUP LLC

TRUST BUT VERIFY

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