Adam R. Knoth

MACRO RISK ADVISORS LLC

Rye, NY 10580

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CRD#: 4673784

Professional summary

Adam Robert Knoth, who also goes by Adam Robert Knoth Mr., is a registered financial professional currently at MACRO RISK ADVISORS LLC located in Rye, New York.

Adam is registered as a RR (Registered Representative) and started their career in finance in 2003. Adam has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Adam Robert Knoth Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Robert Knoth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 2, 2017 - Present

MACRO RISK ADVISORS LLC

Office #1: 411 Theodore Fremd Ave Suite 206 South, Rye, NY 10580

CRD#: 148143

Rye, NY

Past

January 5, 2011 - January 3, 2017

NEW ALBION PARTNERS LLC

CRD#: 119518

NEW YORK, NY

Past

December 1, 2009 - December 16, 2010

MERIDIAN EQUITY PARTNERS, INC.

CRD#: 133849

NEW YORK, NY

Past

November 9, 2007 - December 14, 2009

SEVEN POINTS CAPITAL, LLC

CRD#: 144211

NEW YORK, NY

Past

September 21, 2004 - November 8, 2007

EQUITY TRADING ONLINE, LLC

CRD#: 104038

NEW YORK, NY

Past

August 13, 2003 - June 1, 2004

MAXIM GROUP LLC

CRD#: 120708

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/2/2017)

Colorado
(8/2/2017)

Connecticut
(8/2/2017)

Illinois
(8/2/2017)

Kentucky
(8/2/2017)

Massachusetts
(8/2/2017)

Minnesota
(8/2/2017)

Missouri
(8/2/2017)

New Jersey
(8/2/2017)

New York
(8/2/2017)

North Carolina
(8/2/2017)

Texas
(8/2/2017)

Wisconsin
(8/2/2017)

Exams

State Security Law Exam

IAR

Series 65

Date: 9/24/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/18/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/16/2005

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/12/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 6/12/2014

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/11/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MACRO RISK ADVISORS LLC

CRD#: 148143 / SEC#: , 8-67973

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

411 Theodore Fremd Ave Suite 206 South, Rye, NY 10580

Mailing Address

Po Box 6259, Fair Haven, NJ 07704

Phone number

(212) 287-2640

Established

New York since 05/09/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (17 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MACRO HOLDINGS LLC	SHAREHOLDER - MEMBER
CURNUTT, DEAN CARL	PRESIDENT
LUTTENBERGER, JOHN THOMAS	CHIEF COMPLIANCE OFFICER
TAO, BING QIN	FINOP	6253793

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Adam R. Knoth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Robert Knoth's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW ALBION PARTNERS LLC

MERIDIAN EQUITY PARTNERS, INC.

SEVEN POINTS CAPITAL, LLC

EQUITY TRADING ONLINE, LLC

MAXIM GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/24/2003

Series 63

Date: 8/18/2003

SIE

Date: 10/1/2018

Series 55

Date: 3/16/2005

Series 7

Date: 8/12/2003

Series 4

Date: 6/12/2014

Series 24

Date: 3/11/2011

FINRA

Current Firm

MACRO RISK ADVISORS LLC

Contact information

FINRA licenses (17 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MACRO RISK ADVISORS LLC

TRUST BUT VERIFY

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