Vineet K. Goyal

REALTA EQUITIES

WILMINGTON, DE 19801

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CRD#: 4673528

Professional summary

Vineet Kumar Goyal is a registered financial professional currently at REALTA EQUITIES, INC. located in Wilmington, Delaware.

Vineet is registered as a RR (Registered Representative) and started their career in finance in 2003. Vineet has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vineet Kumar Goyal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 14, 2022 - Present

REALTA EQUITIES, INC.

Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801

CRD#: 23769

WILMINGTON, DE

Past

March 21, 2019 - March 16, 2022

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

Southlake, TX

Past

September 5, 2018 - March 28, 2019

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Southlake, TX

Past

July 9, 2007 - September 6, 2018

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

SOUTHLAKE, TX

Past

October 6, 2003 - July 20, 2007

GUNNALLEN FINANCIAL, INC

CRD#: 17609

WESTBURY, NY

Past

July 4, 2003 - November 4, 2003

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/5/2022)

Arizona
(9/22/2023)

California
(3/14/2022)

Colorado
(3/14/2022)

Connecticut
(6/14/2023)

Delaware
(11/30/2022)

Florida
(3/14/2022)

Georgia
(4/26/2022)

Illinois
(10/25/2023)

Indiana
(8/25/2025)

Louisiana
(11/2/2022)

Maine
(3/14/2022)

Massachusetts
(8/2/2023)

Michigan
(8/10/2022)

Minnesota
(10/30/2025)

Mississippi
(1/8/2023)

Missouri
(11/15/2022)

Montana
(3/14/2022)

Nevada
(12/19/2023)

New Jersey
(3/14/2022)

New York
(3/14/2022)

North Carolina
(3/14/2022)

Ohio
(3/14/2022)

Oklahoma
(3/14/2022)

Pennsylvania
(8/24/2022)

Puerto Rico
(3/14/2022)

South Carolina
(9/22/2023)

Tennessee
(1/11/2024)

Texas
(3/14/2022)

Virginia
(4/24/2023)

Washington
(1/15/2025)

Wyoming
(8/27/2025)

Exams

State Security Law Exam

Series 63

Date: 7/24/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/2/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

REALTA EQUITIES, INC.

COASTAL EQUITIES, INC. | THE FALMOUTH FINANCIAL GROUP | REALTA WEALTH | REALTA EQUITIES, INC.

CRD#: 23769 / SEC#: , 8-40822

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

1201 N. Orange Street Suite 300, Wilmington, DE 92130

Mailing Address

1201 N. Orange Street Suite 729, Wilmington, DE 19801

Phone number

(888) 657-5200

Established

Massachusetts since 01/24/1989

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ORANGE STREET HOLDINGS, INC.	SHAREHOLDER
BALTOVSKI, ALEXANDER	FINOP OFFICER	2350828
ODOM, AMY ENITH	AML OFFICER	2674773
PALMER, JACOB DANIEL	CHIEF COMPLIANCE OFFICER	2309603
SCHULTZ, BARRETT OLIVER	CHIEF OPERATIONS OFFICER	2741114

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Vineet K. Goyal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vineet Kumar Goyal's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARETE WEALTH MANAGEMENT, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

VOYA FINANCIAL ADVISORS, INC.

GUNNALLEN FINANCIAL, INC

CONTINENTAL BROKER-DEALER CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/24/2003

SIE

Date: 10/1/2018

Series 7

Date: 7/2/2003

FINRA

Current Firm

REALTA EQUITIES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

REALTA EQUITIES, INC.

TRUST BUT VERIFY

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