AK
Aaron K. Kvistero
SUTTERFIELD FINANCIAL GROUP
SIOUX FALLS, SD 57103
Some features on this profile are disabled
CRD#: 4673435
AK
Professional summary
Aaron Keith Kvistero, who also goes by Aaron K Kvistero, is a registered financial advisor currently at SUTTERFIELD FINANCIAL GROUP, INC. located in Sioux Falls, South Dakota and PURSHE KAPLAN STERLING INVESTMENTS located in Sioux Falls, South Dakota.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Aaron has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aaron K Kvistero
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Sutterfield Financial Group. Yes. 501 E 4th St. Bartlesville, OK 74003. RIA. Investment Advisor. 2005. 120 hrs./month. 120 hrs./month. Investments.
2. 2 Guys on the Move Storage. No. 3310 N Potsdam Ave. Sioux Falls, SD 57104. Storage Business. Owner/Manager. 2006. 10 hrs./month. 5 hrs./month. Manage storage facility.
3. Fixed Insurance. No. 7401 S Bitterrot Pl Ste 100, Sioux Falls, SD 57108. Fixed Insurance. Agent. 2003. 20 hrs./month. 20 hrs./month. Agent.
4. Kvistero Financial Inc. Yes. 7401 South Bitteroot Pl. Ste 100 Sioux Falls, SD. Financial planning. Owner. 6/2003. 160 hrs./month. 160 hrs./month. Owner.
5. Keith J. Kvistero Trustee. Non-Investment Related. 3704 East 52nd Street, Sioux Falls, SD 57103. Trustee. Start 12/2020. 2hrs/mo, during trading hours. Trustee.
6. Aaron K. Kvistero Trustee. Non-Investment Related. 3704 East 52nd Street, Sioux Falls, SD 57103. Trustee. Start 12/2020. 2hrs/mo, during trading hours. Trustee.
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Keith Kvistero's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 17, 2005 - Present
SUTTERFIELD FINANCIAL GROUP, INC.
Office #1: 3208 East 26th Street, Sioux Falls, SD 57103RIA
CRD#: 115652
SIOUX FALLS, SD
Current
March 11, 2016 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 7401 South Bitterroot Place Suite 100, Sioux Falls, SD 57108BD
CRD#: 35747
Sioux Falls, SD
Past
October 24, 2007 - October 24, 2007
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
Sioux Falls, SD
Past
October 23, 2007 - March 11, 2016
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
Sioux Falls, SD
Past
July 29, 2005 - September 7, 2005
AMERICAN GENERAL SECURITIES INCORPORATED
RIA
CRD#: 13626
SIOUX FALLS, SD
Past
June 26, 2003 - October 23, 2007
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
SIOUX FALLS, SD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SUTTERFIELD FINANCIAL GROUP, INC.
BENEFITS PLUS | UNITED FINANCIAL ADVISORS | TALLGRASS WEALTH MANAGEMENT | SUTTERFIELD FINANCIAL GROUP, INC. | STRICKLAND FINANCIAL CONCEPTS, LLC | SPRINGFIELD FINANCIAL GROUP, LLC | ROBERT HILL & ASSOCIATES FINANCIAL SERVICES | PINNACLE CAPITAL MANAGEMENT, INC. | PAR FINANCIAL GROUP | ORION FINANCIAL GROUP | NEELY FINANCIAL SERVICE, INC. | MEREDITH DEKKER FINANCIAL SERVICES, LLC | LONGVIEW FINANCIAL SOLUTIONS, LLC | GRAMM FINANCIAL SERVICES, LLC | FREEDOM FINANCIAL GROUP | FIELDSTONE FINANCIAL, INC. | CHAD M. CENTORBI, INC.
CRD#: 115652 / SEC#: 801-63652
RIA
Registered Investment Advisory firm - (1/3/2005 Approved)Oklahoma
Registered Investment Advisory firm - (1/6/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/11/2016)
RR
California(6/14/2016)
RR
Iowa(3/11/2016)
RR
Minnesota(3/11/2016)
RR
Nebraska(3/11/2016)
IAR
South Dakota(10/17/2005)
RR
South Dakota(3/11/2016)
RR
Texas(3/11/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SUTTERFIELD FINANCIAL GROUP, INC.
BENEFITS PLUS | UNITED FINANCIAL ADVISORS | TALLGRASS WEALTH MANAGEMENT | SUTTERFIELD FINANCIAL GROUP, INC. | STRICKLAND FINANCIAL CONCEPTS, LLC | SPRINGFIELD FINANCIAL GROUP, LLC | ROBERT HILL & ASSOCIATES FINANCIAL SERVICES | PINNACLE CAPITAL MANAGEMENT, INC. | PAR FINANCIAL GROUP | ORION FINANCIAL GROUP | NEELY FINANCIAL SERVICE, INC. | MEREDITH DEKKER FINANCIAL SERVICES, LLC | LONGVIEW FINANCIAL SOLUTIONS, LLC | GRAMM FINANCIAL SERVICES, LLC | FREEDOM FINANCIAL GROUP | FIELDSTONE FINANCIAL, INC. | CHAD M. CENTORBI, INC.
CRD#: 115652 / SEC#: 801-63652
RIA
Registered Investment Advisory firm - (1/3/2005 Approved)Oklahoma
Registered Investment Advisory firm - (1/6/2005 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
501 Se Fourth Street, Bartlesville, OK 74003
Mailing Address
Phone number
(918) 338-2255
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,280 |
| AUM (Assets Under Management) | $ 220,821,609 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 10/07/2024 | ||
| 04/26/2024 | ||
| 09/13/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
